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Hercules Capital

HTGC

Market cap $3.06B

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

New

Increased

Maintained

Reduced

Closed

16% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 57

4% more capital invested

Capital invested by funds: $371M → $385M (+$14.3M)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

2% less funds holding

Funds holding: 183 → 179 (-4)

2.87% less ownership

Funds ownership: 31.99% → 29.12% (-2.9%)

13% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 31

21% less call options, than puts

Call options by funds: $3.29M | Put options by funds: $4.16M

Holders

179

Holders Change

-4

Holders Change %

-2.19%

% of All Funds

3.61%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.08%

New

Increased

Reduced

Closed

Calls

$3.29M

Puts

$4.16M

Net Calls

-$873K

Net Calls Change

+$218K

Top Buyers

1	Aberdeen Group Edinburgh, United Kingdom	+$5.11M
2	JAM Jacobs Asset Management New York	+$2.78M
3	JP Morgan Chase New York	+$2.62M
4	BlackRock New York	+$1.72M
5	Barclays London, United Kingdom	+$1.42M

Top Sellers

1	SAMH Shanda Asset Management Holdings Tortola,, British Virgin Islands	-$13.7M
2	Marshall Wace London, United Kingdom	-$4.58M
3	Assenagon Asset Management Senningerberg, Luxembourg	-$4.43M
4	Citadel Advisors Miami, Florida	-$2.76M
5	Millennium Management New York	-$2.73M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
26	AAM 26 Advisors Asset Management Monument, Colorado	$3.33M	+$302K	+27,204	+10%
27	27 Susquehanna International Group Bala Cynwyd, Pennsylvania	$3.17M	-$813K	-73,161	-21%
28	28 PNC Financial Services Group Pittsburgh, Pennsylvania	$3.06M	+$1.18M	+106,078	+67%
29	29 AllianceBernstein Nashville, Tennessee	$3.06M	+$66.7K	+6,000	+2%
30	30 California Public Employees Retirement System Sacramento, California	$3.03M	+$158K	+14,200	+6%
31	JAM 31 Jacobs Asset Management New York	$2.89M	+$2.78M	+250,000	New
32	RJA 32 Raymond James & Associates St Petersburg, Florida	$2.68M	-$113K	-10,144	-4%
33	PPA 33 Parametric Portfolio Associates Seattle, Washington	$2.67M	+$112K	+10,042	+5%
34	AR 34 Advisory Research Chicago, Illinois	$2.36M	-$232K	-20,879	-9%
35	ADBIC 35 A.D. Beadell Investment Counsel Mequon, Wisconsin	$2.32M	-$18.3K	-1,650	-0.8%
36	36 UBS Group Zurich, Switzerland	$2.31M	+$172K	+15,512	+8%
37	37 HighTower Advisors Chicago, Illinois	$2.23M	+$988K	+88,882	+86%
38	38 Rockefeller Capital Management New York	$2.13M	-$360K	-32,398	-15%
39	TIM 39 Triad Investment Management Newport Beach, California	$2.03M	-$107K	-9,628	-5%
40	CAGAS 40 Capital Advisory Group Advisory Services Bloomington, Minnesota	$2.02M	+$350K	+31,456	+22%
41	41 Two Sigma Investments New York	$1.87M	-$1.95M	-175,261	-52%
42	42 Commonwealth Equity Services Waltham, Massachusetts	$1.78M	+$7.11K	+639	+0.4%
43	PCM 43 Polaris Capital Management Boston, Massachusetts	$1.74M	+$43.7K	+3,926	+3%
44	44 Osaic Holdings Scottsdale, Arizona	$1.72M	+$38.8K	+3,485	+2%
45	SPC 45 Sigma Planning Corp Ann Arbor, Michigan	$1.66M	+$73.9K	+6,646	+5%
46	RCM 46 Radcliffe Capital Management Bala Cynwyd, Pennsylvania	$1.62M	-$314K	-28,200	-17%
47	47 Assenagon Asset Management Senningerberg, Luxembourg	$1.5M	-$4.43M	-398,708	-75%
48	48 Barclays London, United Kingdom	$1.48M	+$1.42M	+128,000	New
49	FCM 49 FJ Capital Management Mclean, Virginia	$1.44M	-$122K	-11,000	-8%
50	BI 50 Bramshill Investments Naples, Florida	$1.39M	+$23.5K	+2,116	+2%