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Hercules Capital
HTGC

Overview Fund Activity

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.62%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K

Top Buyers

1
Aberdeen Group
1
Aberdeen Group
United Kingdom
$7.92M
2
JAM
2
Jacobs Asset Management
New York
$2.89M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$16.6M
4
BlackRock
4
BlackRock
New York
$9.4M
5
Barclays
5
Barclays
United Kingdom
$1.48M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$562K
3
Assenagon Asset Management
3
Assenagon Asset Management
Luxembourg
$1.51M
4
Citadel Advisors
4
Citadel Advisors
Florida
$194K
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
26
Advisors Asset Management
Colorado
$3.33M 287,627 +27,204 +10%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$3.17M 273,771 -73,161 -21%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$3.06M 264,829 +106,078 +67%
AllianceBernstein
29
AllianceBernstein
Tennessee
$3.06M 264,404 +6,000 +2%
California Public Employees Retirement System
30
California Public Employees Retirement System
California
$3.03M 261,600 +14,200 +6%
JAM
31
Jacobs Asset Management
New York
$2.89M 250,000 +250,000 New
RJA
32
Raymond James & Associates
Florida
$2.68M 231,621 -10,144 -4%
PPA
33
Parametric Portfolio Associates
Washington
$2.67M 230,981 +10,042 +5%
AR
34
Advisory Research
Illinois
$2.36M 203,667 -20,879 -9%
ADBIC
35
A.D. Beadell Investment Counsel
Wisconsin
$2.32M 200,603 -1,650 -0.8%
UBS Group
36
UBS Group
Switzerland
$2.32M 199,999 +15,512 +8%
HighTower Advisors
37
HighTower Advisors
Illinois
$2.23M 192,713 +88,882 +86%
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$2.13M 183,735 -32,398 -15%
TIM
39
Triad Investment Management
California
$2.03M 175,771 -9,628 -5%
CAGAS
40
Capital Advisory Group Advisory Services
Minnesota
$2.02M 174,694 +31,456 +22%
Two Sigma Investments
41
Two Sigma Investments
New York
$1.87M 161,246 -175,261 -52%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$1.79M 154,299 +639 +0.4%
PCM
43
Polaris Capital Management
Massachusetts
$1.74M 150,298 +3,926 +3%
Osaic Holdings
44
Osaic Holdings
Arizona
$1.72M 148,739 +3,485 +2%
SPC
45
Sigma Planning Corp
Michigan
$1.66M 143,762 +6,646 +5%
RCM
46
Radcliffe Capital Management
Pennsylvania
$1.62M 140,000 -28,200 -17%
Assenagon Asset Management
47
Assenagon Asset Management
Luxembourg
$1.51M 130,059 -398,708 -75%
Barclays
48
Barclays
United Kingdom
$1.48M 128,000 +128,000 New
FCM
49
FJ Capital Management
Virginia
$1.44M 124,000 -11,000 -8%
BI
50
Bramshill Investments
Florida
$1.39M 120,171 +2,116 +2%
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