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Hercules Capital
HTGC

Overview Fund Activity

199 hedge funds and large institutions have $289M invested in Hercules Capital in 2020 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 71 increasing their positions, 61 reducing their positions, and 26 closing their positions.

Holders
199
Holders Change
+8
Holders Change %
+4.19%
% of All Funds
4.4%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
37
Increased
71
Reduced
61
Closed
26
Calls
$716K
Puts
$1.22M
Net Calls
-$508K
Net Calls Change
-$750K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.1M
2
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$7.25M
3
Deutsche Bank
3
Deutsche Bank
Germany
$5.73M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$2.8M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$769K
2
Assenagon Asset Management
2
Assenagon Asset Management
Luxembourg
$0
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.34M
4
CIM
4
Confluence Investment Management
Missouri
$4.03M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.7M
Name Market Value Shares Shares
Change 		Shares
Change %
GHAM
26
Gilman Hill Asset Management
Connecticut
$2.8M 365,963 -6,217 -2%
LSV Asset Management
27
LSV Asset Management
Illinois
$2.79M 364,560 – –
MCM
28
McKinley Capital Management
Alaska
$2.59M 338,836 +39,791 +13%
Northern Trust
29
Northern Trust
Illinois
$2.56M 335,468 +24,993 +8%
Citadel Advisors
30
Citadel Advisors
Florida
$2.56M 335,300 -81,032 -19%
MHI
31
Miller Howard Investments
New York
$2.36M 308,552 – –
AAM
32
Advisors Asset Management
Colorado
$2.11M 276,760 +26,931 +11%
Goldman Sachs
33
Goldman Sachs
New York
$1.98M 259,070 +7,879 +3%
AllianceBernstein
34
AllianceBernstein
Tennessee
$1.93M 252,404 +5,297 +2%
AR
35
Advisory Research
Illinois
$1.9M 248,276 +19,575 +9%
RJA
36
Raymond James & Associates
Florida
$1.84M 240,436 +32,623 +16%
PPA
37
Parametric Portfolio Associates
Washington
$1.81M 237,041 -49,697 -17%
California Public Employees Retirement System
38
California Public Employees Retirement System
California
$1.73M 226,500 +6,900 +3%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$1.57M 205,464 -6,865 -3%
ADBIC
40
A.D. Beadell Investment Counsel
Wisconsin
$1.54M 201,989 – –
VEA
41
Virtus ETF Advisers
New York
$1.4M 183,823 -96,322 -34%
RCM
42
Radcliffe Capital Management
Pennsylvania
$1.39M 181,600 +181,600 New
Arrowstreet Capital
43
Arrowstreet Capital
Massachusetts
$1.34M 175,194 -389,492 -69%
PCM
44
Polaris Capital Management
Massachusetts
$1.34M 175,174 +2,698 +2%
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
$1.33M 174,274 +5,603 +3%
TIM
46
Triad Investment Management
California
$1.26M 164,417 +164,417 New
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$1.21M 158,832 +2,052 +1%
CSS
48
Cubist Systematic Strategies
Connecticut
$1.17M 153,128 +140,031 +1,069%
Baird Financial Group
49
Baird Financial Group
Wisconsin
$1.12M 146,598 +110,488 +306%
Commonwealth Equity Services
50
Commonwealth Equity Services
Massachusetts
$1.11M 145,109 +9,902 +7%
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