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Hercules Capital
HTGC

Overview Fund Activity

150 hedge funds and large institutions have $422M invested in Hercules Capital in 2017 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 52 increasing their positions, 52 reducing their positions, and 32 closing their positions.

Holders
150
Holders Change
-15
Holders Change %
-9.09%
% of All Funds
3.75%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
21
Increased
52
Reduced
52
Closed
32
Calls
$927K
Puts
$919K
Net Calls
+$8K
Net Calls Change
+$225K

Top Buyers

1
AM
1
Ares Management
California
$14M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$4.17M
3
Millennium Management
3
Millennium Management
New York
$4.42M
4
Morgan Stanley
4
Morgan Stanley
New York
$9.28M
5
NC
5
Northpointe Capital
Michigan
$10.7M

Top Sellers

1
MC
1
Muzinich & Co
New York
$40.7M
2
GIP
2
Granite Investment Partners
California
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$6.04M
4
CCMLC
4
Cardinal Capital Management LLC (Connecticut)
Connecticut
$3.35M
5
AllianceBernstein
5
AllianceBernstein
Tennessee
$9.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
MHI
26
Miller Howard Investments
New York
$3.98M – – –
Invesco
27
Invesco
Georgia
$3.79M -$406K -31,474 -10%
Two Sigma Advisers
28
Two Sigma Advisers
New York
$3.72M +$253K +19,591 +7%
AAM
29
Advisors Asset Management
Colorado
$3.44M -$293K -22,707 -8%
CCMLC
30
Cardinal Capital Management LLC (Connecticut)
Connecticut
$3.35M -$4.99M -386,788 -60%
BCA
31
Benchmark Capital Advisors
New York
$3.19M -$52.3K -4,055 -2%
MCM
32
McKinley Capital Management
Alaska
$3.13M -$7.34K -569 -0.2%
Legal & General Group
33
Legal & General Group
United Kingdom
$3.08M +$289K +22,357 +10%
TAM
34
Trillium Asset Management
Massachusetts
$2.57M +$35.6K +2,759 +1%
BI
35
Bramshill Investments
Florida
$2.45M -$179K -13,909 -7%
PPA
36
Parametric Portfolio Associates
Washington
$2.31M -$118K -9,184 -5%
CIBC Private Wealth Group
37
CIBC Private Wealth Group
Georgia
$2.23M +$1.82M +141,259 +451%
Deutsche Bank
38
Deutsche Bank
Germany
$2.03M -$917K -71,112 -31%
PCM
39
Polaris Capital Management
Massachusetts
$1.77M +$41.5K +3,215 +2%
AG
40
Advisor Group
Arizona
$1.66M +$591K +45,835 +55%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$1.65M +$71.2K +5,522 +4%
Goldman Sachs
42
Goldman Sachs
New York
$1.5M -$196K -15,180 -12%
HighTower Advisors
43
HighTower Advisors
Illinois
$1.18M +$1.02M +79,194 +651%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$1.17M -$35.8K -2,773 -3%
Bank of America
45
Bank of America
North Carolina
$1.16M +$941 +73 +0.1%
NFA
46
Nuveen Fund Advisors
Illinois
$1.13M -$114K -8,837 -9%
Norges Bank
47
Norges Bank
Norway
$1.1M +$25.9K +2,004 +2%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$1M +$2.22K +172 +0.2%
OIA
49
Optimum Investment Advisors
Illinois
$987K – – –
OAM
50
Oxford Asset Management
United Kingdom
$926K +$737K +57,716 +389%
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