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Hercules Capital
HTGC

Overview Fund Activity

152 hedge funds and large institutions have $477M invested in Hercules Capital in 2014 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 70 increasing their positions, 35 reducing their positions, and 33 closing their positions.

Holders
152
Holders Change
-5
Holders Change %
-3.18%
% of All Funds
4.37%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.12%
New
28
Increased
70
Reduced
35
Closed
33
Calls
$281K
Puts
$1.82M
Net Calls
-$1.54M
Net Calls Change
-$1.01M

Top Buyers

1
AllianceBernstein
1
AllianceBernstein
Tennessee
$9.9M
2
DCM
2
Driehaus Capital Management
Illinois
$8.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$14.7M
4
GC
4
Guggenheim Capital
Illinois
$7.25M
5
U
5
UBS
Switzerland
$23.6M

Top Sellers

1
Comerica Bank
1
Comerica Bank
Texas
$3.03M
2
BFA
2
BlackRock Fund Advisors
California
$0
3
State Street
3
State Street
Massachusetts
$576K
4
Northern Trust
4
Northern Trust
Illinois
$11.4M
5
BIT
5
BlackRock Institutional Trust
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$5.54M 342,638 +46,218 +16%
Two Sigma Investments
27
Two Sigma Investments
New York
$5.08M 314,292 +36,079 +13%
NIMC
28
NWQ Investment Management Company
California
$4.57M 283,025 +213,825 +309%
PP
29
Paloma Partners
Connecticut
$4.28M 265,074 +265,074 New
MSA
30
Mason Street Advisors
Wisconsin
$4.28M 265,000 – –
Manulife (Manufacturers Life Insurance)
31
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4.24M 262,261 +430 +0.2%
WCM
32
Wedge Capital Management
North Carolina
$4.19M 259,143 -25 -0%
BCA
33
Benchmark Capital Advisors
New York
$4.06M 251,236 +19 +0%
GHAM
34
Gilman Hill Asset Management
Connecticut
$4.06M 250,973 +13,460 +6%
SI
35
Scout Investments
Missouri
$3.88M 240,125 – –
Susquehanna International Group
36
Susquehanna International Group
Pennsylvania
$3.81M 235,811 +215,926 +1,086%
RJA
37
Raymond James & Associates
Florida
$3.4M 210,444 +21,190 +11%
PCM
38
Penn Capital Management
Pennsylvania
$3.32M 205,335 +30,678 +18%
Bank of America
39
Bank of America
North Carolina
$3.09M 191,396 +60,592 +46%
Comerica Bank
40
Comerica Bank
Texas
$3.03M 187,370 -1,413,550 -88%
Goldman Sachs
41
Goldman Sachs
New York
$2.94M 181,835 +112,362 +162%
COPPSERS
42
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$2.91M 179,760 +179,760 New
LP
43
LMR Partners
United Kingdom
$2.78M 171,908 +171,908 New
RFC
44
Russell Frank Company
Washington
$2.6M 157,597 -86,174 -35%
BTS
45
BB&T Securities
Virginia
$2.53M 15,660 -51,706 -77%
Two Sigma Advisers
46
Two Sigma Advisers
New York
$2.45M 151,495 +97,100 +179%
Fiera Capital (Canada)
47
Fiera Capital (Canada)
Quebec, Canada
$2.37M 146,700 +14,600 +11%
Brown Advisory
48
Brown Advisory
Maryland
$2.32M 143,300 +25,004 +21%
Nomura Holdings
49
Nomura Holdings
Japan
$2.31M 143,791 +143,791 New
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$2.26M 139,779 -871 -0.6%
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