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Gladstone Investment Corp
GAIN

Overview Fund Activity

70 hedge funds and large institutions have $48.7M invested in Gladstone Investment Corp in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
25
Reduced
23
Closed
10
Calls
$1.19M
Puts
–
Net Calls
+$1.19M
Net Calls Change
+$734K

Top Buyers

1
Marshall Wace
Marshall Wace
United Kingdom
+$802K
2
Millennium Management
Millennium Management
New York
+$417K
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$415K
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$384K
5
DTL
Dynamic Technology Lab
Singapore
+$339K

Top Sellers

1
AM
Ares Management
California
-$1.61M
2
Invesco
Invesco
Georgia
-$1.13M
3
AAM
Advisors Asset Management
Colorado
-$611K
4
PA
PFG Advisors
Arizona
-$468K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$355K
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
51
Citigroup
New York
$58K – – –
APA
52
American Portfolios Advisors
New York
$53.8K – – –
WAP
53
Wealthcare Advisory Partners
Pennsylvania
$50K +$3.49K +300 +8%
ASN
54
Advisory Services Network
Georgia
$35K +$10.8K +930 +44%
FHB
55
First Hawaiian Bank
Hawaii
$24K – – –
WEC
56
Winslow Evans & Crocker
Massachusetts
$20K +$2.23K +176 +13%
Barclays
57
Barclays
United Kingdom
$17K -$5.22K -446 -23%
Bank of America
58
Bank of America
North Carolina
$14K -$937 -79 -6%
Nordea Investment Management
59
Nordea Investment Management
Sweden
$14K +$4.96K +422 +55%
FGAM
60
Financial Gravity Asset Management
Texas
$14K +$14K +1,156 New
WWM
61
Willingdon Wealth Management
North Carolina
$10K +$10K +900 New
PCM
62
Prelude Capital Management
New York
$9K – – –
PFGIA
63
Patriot Financial Group Insurance Agency
Massachusetts
$6K – – –
FDCDDQ
64
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.8K – – –
Simplex Trading
65
Simplex Trading
Illinois
$2K +$2K +199 New
CFGS
66
Concourse Financial Group Securities
Alabama
$1K – – –
IFAM
67
Institutional & Family Asset Management
Colorado
$1K +$22 +1 +2%
SI
68
Sprott Inc
Ontario, Canada
$197 – – –
Invesco
69
Invesco
Georgia
– -$1.13M -120,759 Closed
LSV Asset Management
70
LSV Asset Management
Illinois
– -$325K -34,927 Closed
Bessemer Group
71
Bessemer Group
New Jersey
– -$125K -13,400 Closed
LPL Financial
72
LPL Financial
California
– -$103K -11,060 Closed
DWM
73
Doyle Wealth Management
Florida
– -$56K -6,000 Closed
IA
74
IFP Advisors
Florida
– -$51K -5,473 Closed
WDL
75
Well Done LLC
Michigan
– -$26K -2,741 Closed
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