Sprott Inc’s Gladstone Investment Corp GAIN Stock Holding History

Sprott Inc’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-17,000	Closed	-$197	–	97
2019 Q1	$197	Hold	17,000	–	–	0.04%	90
2018 Q4	$158K	Hold	17,000	–	–	0.04%	89
2018 Q3	$194K	Hold	17,000	–	–	0.05%	85
2018 Q2	$200K	Hold	17,000	–	–	0.04%	81
2018 Q1	$172K	Hold	17,000	–	–	0.04%	87
2017 Q4	$189K	Hold	17,000	–	–	0.05%	77
2017 Q3	$161K	Hold	17,000	–	–	0.04%	90
2017 Q2	$160K	Hold	17,000	–	–	0.01%	163
2017 Q1	$154K	Hold	17,000	–	–	0.01%	165
2016 Q4	$144K	Hold	17,000	–	–	0.01%	161
2016 Q3	$151K	Hold	17,000	–	–	0.01%	170
2016 Q2	$122K	Hold	17,000	–	–	0.01%	164
2016 Q1	$119K	Buy	+17,000	New	+$120K	0.01%	136

Other funds holding GAIN

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

AUB

Atlantic Union Bankshares Glen Allen, Virginia $5.21B AUM 19.46% 1-Year Est. Return

Sprott Inc's GAIN Position: Q2 2019 in Review

Sprott Inc sold out of Gladstone Investment Corp (GAIN) in Q2 2019, closing a stake of 17,000 shares — an estimated $197 sold.

Sprott Inc first reported a position in GAIN in Q1 2016 and held it in 13 quarters. The position peaked at $200K in Q2 2018. 60 funds tracked by Wall St. Rank hold GAIN as of Q2 2019.

Sprott Inc reported no remaining Gladstone Investment Corp position as of Q2 2019 after selling out during the quarter.
Sprott Inc sold 17,000 Gladstone Investment Corp shares in Q2 2019, an estimated $197.
Sprott Inc first reported a position in Gladstone Investment Corp in Q1 2016 and held it in 13 quarters.
Sprott Inc's Gladstone Investment Corp position peaked at $200K in Q2 2018.
60 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q2 2019.

Based on Sprott Inc's 13F filing for Q2 2019, filed 14 Aug 2019.