Barclays
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Barclays’s Gladstone Investment Corp GAIN Stock Holding History

Barclays’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$401K Buy
+25,724
New +$417K ﹤0.01% 3587
2019
Q4 		– Sell
-39
Closed – – 6499
2019
Q3 		$0 Buy
+39
New +$454 ﹤0.01% 6839
2019
Q2 		– Sell
-1,453
Closed -$17K – 7037
2019
Q1 		$17K Sell
1,453
-446
-23% -$5.01K ﹤0.01% 6409
2018
Q4 		$18K Buy
+1,899
New +$19.1K ﹤0.01% 5950
2018
Q2 		– Sell
-4,437
Closed -$45K – 7062
2018
Q1 		$45K Buy
+4,437
New +$46.3K ﹤0.01% 5973
2017
Q3 		– Sell
-67
Closed -$1K – 6908
2017
Q2 		$1K Sell
67
-10,450
-99% -$97.3K ﹤0.01% 6503
2017
Q1 		$95K Buy
+10,517
New +$93.7K ﹤0.01% 4918
2014
Q3 		– Sell
-3,014
Closed -$21K – 7697
2014
Q2 		$21K Sell
3,014
-18,469
-86% -$143K ﹤0.01% 6480
2014
Q1 		$172K Buy
21,483
+3,925
+22% +$31.7K ﹤0.01% 4927
2013
Q4 		$141K Buy
17,558
+14,606
+495% +$108K ﹤0.01% 5337
2013
Q3 		$21K Buy
2,952
+2,451
+489% +$17.7K ﹤0.01% 6505
2013
Q2 		$4K Buy
+501
New +$3.66K ﹤0.01% 7401

Other funds holding GAIN

UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Union Bancaire Privee
Union Bancaire Privee Geneva 1, Switzerland $10.3B AUM 29.94% 1-Year Est. Return
PFG Advisors
PFG Advisors Phoenix, Arizona $1.96B AUM 19.12% 1-Year Est. Return
OF
Outfitter Financial Brunswick, Maine $137M AUM 28.64% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Davenport & Co
Davenport & Co Richmond, Virginia $19.9B AUM 12.67% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $38.6B AUM 22.09% 1-Year Est. Return
Legacy Capital Wealth Partners
Legacy Capital Wealth Partners Little Rock, Arkansas $481M AUM 19.97% 1-Year Est. Return
Advisors Asset Management
Advisors Asset Management Monument, Colorado $6.34B AUM 22.84% 1-Year Est. Return
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $57.2B AUM 42.49% 1-Year Est. Return

Barclays's GAIN Position: Q3 2026 in Review

Barclays opened a new position in Gladstone Investment Corp (GAIN) in Q3 2026: 25,724 shares worth $401K. The stake represents ﹤0.01% of the portfolio and ranks #3587 among its holdings. This is a return to the name: Barclays previously reported a position in GAIN as recently as Q3 2019.

Barclays first reported a position in GAIN in Q2 2013 and has held it in 12 quarters since. 53 funds tracked by Wall St. Rank hold GAIN as of Q3 2026.

  • Barclays held 25,724 shares of Gladstone Investment Corp worth $401K as of Q3 2026.
  • Gladstone Investment Corp was a new Barclays position in Q3 2026.
  • Gladstone Investment Corp made up ﹤0.01% of Barclays's portfolio in Q3 2026, its #3587 holding.
  • Barclays first reported a position in Gladstone Investment Corp in Q2 2013 and has held it in 12 quarters since.
  • 53 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q3 2026.

Based on Barclays's 13F filing for Q3 2026, filed 6 Nov 2026.