Prelude Capital Management’s Gladstone Investment Corp GAIN Stock Holding History

Prelude Capital Management’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-814	Closed	-$9K	–	1827
2019 Q1	$9K	Hold	814	–	–	﹤0.01%	1465
2018 Q4	$8K	Buy	814 +142	+21%	+$1.43K	﹤0.01%	1412
2018 Q3	$8K	Buy	+672	New	+$7.93K	﹤0.01%	1522
2017 Q4	–	Sell	-4,200	Closed	-$40K	–	1466
2017 Q3	$40K	Buy	+4,200	New	+$39.5K	﹤0.01%	1162
2017 Q2	–	Sell	-400	Closed	-$4K	–	1680
2017 Q1	$4K	Sell	400 -2,900	-88%	-$25.8K	﹤0.01%	1421
2016 Q4	$28K	Sell	3,300 -16,900	-84%	-$142K	﹤0.01%	1243
2016 Q3	$180K	Buy	+20,200	New	+$169K	0.02%	597

Other funds holding GAIN

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

AUB

Atlantic Union Bankshares Glen Allen, Virginia $5.21B AUM 19.46% 1-Year Est. Return

Prelude Capital Management's GAIN Position: Q2 2019 in Review

Prelude Capital Management sold out of Gladstone Investment Corp (GAIN) in Q2 2019, closing a stake of 814 shares — an estimated $9K sold.

Prelude Capital Management first reported a position in GAIN in Q3 2016 and held it in 7 quarters. The position peaked at $180K in Q3 2016. 60 funds tracked by Wall St. Rank hold GAIN as of Q2 2019.

Prelude Capital Management reported no remaining Gladstone Investment Corp position as of Q2 2019 after selling out during the quarter.
Prelude Capital Management sold 814 Gladstone Investment Corp shares in Q2 2019, an estimated $9K.
Prelude Capital Management first reported a position in Gladstone Investment Corp in Q3 2016 and held it in 7 quarters.
Prelude Capital Management's Gladstone Investment Corp position peaked at $180K in Q3 2016.
60 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q2 2019.

Based on Prelude Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.