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Gladstone Investment Corp
GAIN

Overview Fund Activity

66 hedge funds and large institutions have $50.3M invested in Gladstone Investment Corp in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
-4
Holders Change %
-5.71%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
21
Reduced
26
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
$2.66M
2
GCP
GSA Capital Partners
United Kingdom
$777K
3
AAM
Advisors Asset Management
Colorado
$6.27M
4
AG
Algert Global
California
$1.57M
5
BG
BlackRock Group
United Kingdom
$1.73M

Top Sellers

1
Millennium Management
Millennium Management
New York
$608K
2
DTL
Dynamic Technology Lab
Singapore
$0
3
HIM
Hillsdale Investment Management
Ontario, Canada
$527K
4
Two Sigma Advisers
Two Sigma Advisers
New York
$1.44M
5
Morgan Stanley
Morgan Stanley
New York
$3.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$377K +$93.8K +10,919 +33%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$367K +$232K +27,426 +172%
WA
28
WFG Advisors
Texas
$362K +$2.88K +340 +0.8%
CA
29
Corrado Advisors
New Jersey
$357K +$357K +42,246 New
ACS
30
Archford Capital Strategies
Illinois
$352K -$1.69K -200 -0.5%
Wells Fargo
31
Wells Fargo
California
$315K +$31.8K +3,757 +11%
Goldman Sachs
32
Goldman Sachs
New York
$305K -$299K -35,393 -50%
RJA
33
Raymond James & Associates
Florida
$211K +$30.5K +3,607 +17%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$189K +$15.6K +1,847 +9%
TC
35
TFS Capital
Pennsylvania
$157K -$235K -27,650 -60%
PPA
36
Parametric Portfolio Associates
Washington
$157K +$51 +6 +0%
SI
37
Sprott Inc
Ontario, Canada
$144K – – –
Mackenzie Financial
38
Mackenzie Financial
Ontario, Canada
$135K +$135K +16,000 New
RCA
39
Rowland Carmichael Advisors
Arizona
$133K +$36.7K +4,334 +38%
Grantham, Mayo, Van Otterloo & Co (GMO)
40
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$131K -$94.2K -11,176 -42%
EGA
41
Eagle Global Advisors
Texas
$125K +$12.6K +1,493 +11%
AIM
42
Acrospire Investment Management
Illinois
$123K +$18.7K +2,204 +18%
GH
43
GAM Holding
Switzerland
$118K +$9.22K +1,088 +8%
Citigroup
44
Citigroup
New York
$116K -$26.2K -3,112 -18%
SWP
45
Stratos Wealth Partners
Ohio
$103K +$8.42K +1,000 +9%
Tudor Investment Corp
46
Tudor Investment Corp
Connecticut
$90K -$1.69K -201 -2%
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$63K -$4.44K -525 -7%
TCOV
48
Trust Company of Vermont
Vermont
$47K +$10.1K +1,199 +27%
NSIM
49
North Star Investment Management
Illinois
$44K – – –
PCM
50
Prelude Capital Management
New York
$28K -$143K -16,900 -84%
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