Rowland Carmichael Advisors’s Gladstone Investment Corp GAIN Stock Holding History

Rowland Carmichael Advisors’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-44,906	Closed	-$529K	–	357
2018 Q2	$529K	Buy	44,906 +8,900	+25%	+$100K	0.22%	113
2018 Q1	$364K	Hold	36,006	–	–	0.2%	154
2017 Q4	$402K	Sell	36,006 -5,730	-14%	-$60.7K	0.21%	143
2017 Q3	$396K	Hold	41,736	–	–	0.22%	140
2017 Q2	$392K	Buy	41,736 +26,041	+166%	+$242K	0.23%	139
2017 Q1	$142K	Hold	15,695	–	–	0.09%	228
2016 Q4	$133K	Buy	15,695 +4,334	+38%	+$36.4K	0.08%	235
2016 Q3	$101K	Buy	+11,361	New	+$94.9K	0.06%	233

Other funds holding GAIN

CWM

Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Rowland Carmichael Advisors's GAIN Position: Q3 2018 in Review

Rowland Carmichael Advisors sold out of Gladstone Investment Corp (GAIN) in Q3 2018, closing a stake of 44,906 shares — an estimated $529K sold.

Rowland Carmichael Advisors first reported a position in GAIN in Q3 2016 and held it in 8 quarters. The position peaked at $529K in Q2 2018. 72 funds tracked by Wall St. Rank hold GAIN as of Q3 2018.

Rowland Carmichael Advisors reported no remaining Gladstone Investment Corp position as of Q3 2018 after selling out during the quarter.
Rowland Carmichael Advisors sold 44,906 Gladstone Investment Corp shares in Q3 2018, an estimated $529K.
Rowland Carmichael Advisors first reported a position in Gladstone Investment Corp in Q3 2016 and held it in 8 quarters.
Rowland Carmichael Advisors's Gladstone Investment Corp position peaked at $529K in Q2 2018.
72 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q3 2018.

Based on Rowland Carmichael Advisors's 13F filing for Q3 2018, filed 10 Feb 2020.