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Gladstone Investment Corp

70 hedge funds and large institutions have $53.5M invested in Gladstone Investment Corp in 2016 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 24 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 4

118% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 11

50% more capital invested

Capital invested by funds: $35.6M → $53.5M (+$17.9M)

25% more funds holding

Funds holding: 5670 (+14)

Holders
70
Holders Change
+14
Holders Change %
+25%
% of All Funds
1.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
24
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Legal & General Group
26
Legal & General Group
United Kingdom
$578K +$43.4K +5,195 +9%
TC
27
TFS Capital
Pennsylvania
$410K +$385K +46,158 New
Citadel Advisors
28
Citadel Advisors
Florida
$397K +$373K +44,690 New
WA
29
WFG Advisors
Texas
$377K +$343K +41,088 +3,044%
ACS
30
Archford Capital Strategies
Illinois
$372K +$300K +35,979 +600%
DC
31
Deere & Company
Illinois
$328K
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$313K +$294K +35,217 New
Wells Fargo
33
Wells Fargo
California
$298K -$53.8K -6,444 -16%
LPL Financial
34
LPL Financial
California
$295K +$46.3K +5,542 +20%
Grantham, Mayo, Van Otterloo & Co (GMO)
35
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$238K -$490K -58,682 -69%
YP
36
Yellowstone Partners
Idaho
$200K +$16.6K +1,990 +10%
RJA
37
Raymond James & Associates
Florida
$189K -$2.49K -298 -1%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$182K +$23.2K +2,782 +16%
NCCM
39
Nine Chapters Capital Management
New Jersey
$180K +$169K +20,200 New
PCM
40
Prelude Capital Management
New York
$180K +$169K +20,200 New
PPA
41
Parametric Portfolio Associates
Washington
$165K +$67 +8 +0%
SI
42
Sprott Inc
Ontario, Canada
$151K
Citigroup
43
Citigroup
New York
$150K +$7.88K +944 +6%
D.E. Shaw & Co
44
D.E. Shaw & Co
New York
$142K -$773K -92,544 -85%
Creative Planning
45
Creative Planning
Kansas
$138K +$79.3K +9,500 +158%
TSS
46
Two Sigma Securities
New York
$134K +$126K +15,057 New
EGA
47
Eagle Global Advisors
Texas
$118K +$111K +13,310 New
GH
48
GAM Holding
Switzerland
$114K +$107K +12,830 New
AIM
49
Acrospire Investment Management
Illinois
$110K +$103K +12,332 New
RCA
50
Rowland Carmichael Advisors
Arizona
$101K +$94.9K +11,361 New

GAIN Hedge Fund Activity: Q3 2016 in Review

70 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2016, worth a combined $53.5M — up 50% from $35.6M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new GAIN positions and 4 closed out — a net gain of 14 holders — while 24 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.02M. The largest seller was Janney Montgomery Scott, cutting an estimated $1.31M.

  • 70 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2016, up from 56 in Q2 2016.
  • Funds reported $53.5M of Gladstone Investment Corp stock for Q3 2016, up 50% quarter-over-quarter.
  • 18 funds opened new Gladstone Investment Corp positions in Q3 2016 and 4 closed out, a net change of +14 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2016 was Morgan Stanley, an estimated $2.02M added.
  • The largest Gladstone Investment Corp seller in Q3 2016 was Janney Montgomery Scott, an estimated $1.31M sold.

Based on aggregated 13F filings for Q3 2016.