Nine Chapters Capital Management’s Gladstone Investment Corp GAIN Stock Holding History

Nine Chapters Capital Management’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-20,200	Closed	-$180K	–	181
2016 Q3	$180K	Buy	+20,200	New	+$169K	1.27%	39
2015 Q4	–	Sell	-24,000	Closed	-$169K	–	210
2015 Q3	$169K	Buy	24,000 +10,000	+71%	+$76.9K	0.01%	863
2015 Q2	$111K	Sell	14,000 -22,000	-61%	-$168K	0.01%	870
2015 Q1	$266K	Sell	36,000 -4,600	-11%	-$34.5K	0.02%	750
2014 Q4	$284K	Sell	40,600 -3,200	-7%	-$23K	0.02%	694
2014 Q3	$311K	Buy	43,800 +3,200	+8%	+$23.9K	0.03%	702
2014 Q2	$300K	Buy	+40,600	New	+$315K	0.02%	717

Other funds holding GAIN

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

Outfitter Advisors Mclean, Virginia $221M AUM 13.61% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Nine Chapters Capital Management's GAIN Position: Q4 2016 in Review

Nine Chapters Capital Management sold out of Gladstone Investment Corp (GAIN) in Q4 2016, closing a stake of 20,200 shares — an estimated $180K sold.

Nine Chapters Capital Management first reported a position in GAIN in Q2 2014 and held it in 7 quarters. The position peaked at $311K in Q3 2014. 66 funds tracked by Wall St. Rank hold GAIN as of Q4 2016.

Nine Chapters Capital Management reported no remaining Gladstone Investment Corp position as of Q4 2016 after selling out during the quarter.
Nine Chapters Capital Management sold 20,200 Gladstone Investment Corp shares in Q4 2016, an estimated $180K.
Nine Chapters Capital Management first reported a position in Gladstone Investment Corp in Q2 2014 and held it in 7 quarters.
Nine Chapters Capital Management's Gladstone Investment Corp position peaked at $311K in Q3 2014.
66 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q4 2016.

Based on Nine Chapters Capital Management's 13F filing for Q4 2016, filed 10 Feb 2017.