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First Trust Small Cap Core AlphaDEX Fund

62 hedge funds and large institutions have $344M invested in First Trust Small Cap Core AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

14% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 21

5% more funds holding

Funds holding: 5962 (+3)

3.24% more ownership

Funds ownership: 55.06%58.3% (+3.2%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

12% less capital invested

Capital invested by funds: $393M → $344M (-$49M)

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.73%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
24
Reduced
21
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VKH
26
Virtu KCG Holdings
New York
$1.11M +$1.19M +25,298 New
PNC
27
Park National Corp
Ohio
$1.07M
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$903K -$7.03K -150 -0.7%
CAN
29
Cetera Advisor Networks
California
$870K +$79.3K +1,692 +9%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$805K +$92.3K +1,968 +12%
First Trust Advisors
31
First Trust Advisors
Illinois
$777K -$21.8K -465 -3%
AIG
32
American International Group
New York
$769K +$110K +2,344 +15%
FAAS
33
First Allied Advisory Services
California
$673K +$53.6K +1,144 +8%
BW
34
Bison Wealth
Georgia
$589K +$631K +13,456 New
FWM
35
Frontier Wealth Management
Missouri
$567K +$345K +7,366 +132%
UR
36
USCA RIA
Texas
$542K +$42.5K +906 +8%
VFS
37
VSR Financial Services
Kansas
$522K -$1.83M -39,068 -77%
Jane Street
38
Jane Street
New York
$495K -$3.61M -77,019 -87%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$467K -$57.2K -1,219 -10%
FHC
40
First Heartland Consultants
Missouri
$432K +$87.9K +1,874 +23%
LI
41
LVZ Inc
Michigan
$324K +$348K +7,415 New
DADC
42
D.A. Davidson & Co
Montana
$317K -$1.5M -32,053 -82%
ICAS
43
Investors Capital Advisory Services
Massachusetts
$311K +$89.8K +1,915 +37%
TH
44
Timber Hill
Connecticut
$282K +$302K +6,437 New
SF
45
Synovus Financial
Georgia
$277K
SS
46
Simplicity Solutions
Minnesota
$267K +$20.2K +430 +8%
IH
47
IFC Holdings
Florida
$255K +$268K +5,714 New
RJT
48
Raymond James Trust
Florida
$242K +$5.35K +114 +2%
CAM
49
Concorde Asset Management
Michigan
$201K +$19.4K +413 +10%
MFS
50
MSI Financial Services
Massachusetts
$174K +$28.6K +609 +18%

FYX Hedge Fund Activity: Q3 2015 in Review

62 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2015, worth a combined $344M — down 12% from $393M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FYX positions and 4 closed out — a net gain of 5 holders — while 24 added to existing stakes and 21 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $15.3M. The largest seller was UBS Group, cutting an estimated $13.7M.

  • 62 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2015, up from 59 in Q2 2015.
  • Funds reported $344M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2015, down 12% quarter-over-quarter.
  • 9 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2015 and 4 closed out, a net change of +5 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2015 was Raymond James Financial Services Advisors, an estimated $15.3M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2015 was UBS Group, an estimated $13.7M sold.

Based on aggregated 13F filings for Q3 2015.