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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

62 hedge funds and large institutions have $344M invested in First Trust Small Cap Core AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 21 reducing their positions, and 4 closing their positions.

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.73%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
24
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$14.3M
2
ACM
2
Aviance Capital Management
Florida
$10.4M
3
Wells Fargo
3
Wells Fargo
California
$68.6M
4
AIM
4
Astor Investment Management
Illinois
$26.3M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$3.67M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$30.3M
2
Morgan Stanley
2
Morgan Stanley
New York
$61.5M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.69M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$7.2M
5
Jane Street
5
Jane Street
New York
$495K
Name Market Value Shares Shares
Change 		Shares
Change %
VKH
26
Virtu KCG Holdings
New York
$1.11M 25,298 +25,298 New
PNC
27
Park National Corp
Ohio
$1.07M 24,530 – –
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$903K 20,648 -150 -0.7%
CAN
29
Cetera Advisor Networks
California
$870K 19,903 +1,692 +9%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$805K 18,275 +1,968 +12%
First Trust Advisors
31
First Trust Advisors
Illinois
$777K 17,757 -465 -3%
AIG
32
American International Group
New York
$769K 17,597 +2,344 +15%
FAAS
33
First Allied Advisory Services
California
$673K 15,453 +1,144 +8%
BW
34
Bison Wealth
Georgia
$589K 13,456 +13,456 New
FWM
35
Frontier Wealth Management
Missouri
$567K 12,954 +7,366 +132%
UR
36
USCA RIA
Texas
$542K 12,388 +906 +8%
VFS
37
VSR Financial Services
Kansas
$522K 11,930 -39,068 -77%
Jane Street
38
Jane Street
New York
$495K 11,310 -77,019 -87%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$467K 10,677 -1,219 -10%
FHC
40
First Heartland Consultants
Missouri
$432K 9,880 +1,874 +23%
LI
41
LVZ Inc
Michigan
$324K 7,415 +7,415 New
DADC
42
D.A. Davidson & Co
Montana
$317K 7,246 -32,053 -82%
ICAS
43
Investors Capital Advisory Services
Massachusetts
$311K 7,115 +1,915 +37%
TH
44
Timber Hill
Connecticut
$282K 6,437 +6,437 New
SF
45
Synovus Financial
Georgia
$277K 6,330 – –
SS
46
Simplicity Solutions
Minnesota
$267K 6,092 +430 +8%
IH
47
IFC Holdings
Florida
$255K 5,714 +5,714 New
RJT
48
Raymond James Trust
Florida
$242K 5,525 +114 +2%
CAM
49
Concorde Asset Management
Michigan
$201K 4,587 +413 +10%
MFS
50
MSI Financial Services
Massachusetts
$174K 3,986 +609 +18%
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