Concorde Asset Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Concorde Asset Management’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-4,732	Closed	-$209K	–	123
2015 Q4	$209K	Buy	4,732 +145	+3%	+$6.64K	0.23%	100
2015 Q3	$201K	Buy	4,587 +413	+10%	+$19.4K	0.34%	89
2015 Q2	$209K	Buy	+4,174	New	+$211K	0.27%	96

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Concorde Asset Management's FYX Position: Q1 2016 in Review

Concorde Asset Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2016, closing a stake of 4,732 shares — an estimated $209K sold.

Concorde Asset Management first reported a position in FYX in Q2 2015 and held it in 3 quarters. The position peaked at $209K in Q4 2015. 66 funds tracked by Wall St. Rank hold FYX as of Q1 2016.

Concorde Asset Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
Concorde Asset Management sold 4,732 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2016, an estimated $209K.
Concorde Asset Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2015 and held it in 3 quarters.
Concorde Asset Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $209K in Q4 2015.
66 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2016.

Based on Concorde Asset Management's 13F filing for Q1 2016, filed 26 Apr 2016.