Virtu KCG Holdings’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Virtu KCG Holdings’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-6,920	Closed	-$377K	–	3089
2017 Q1	$377K	Buy	+6,920	New	+$375K	0.01%	1682
2016 Q3	–	Sell	-19,206	Closed	-$884K	–	3201
2016 Q2	$884K	Sell	19,206 -5,663	-23%	-$257K	0.02%	861
2016 Q1	$1.12M	Sell	24,869 -20,275	-45%	-$843K	0.03%	522
2015 Q4	$1.99M	Buy	45,144 +19,846	+78%	+$909K	0.03%	420
2015 Q3	$1.11M	Buy	+25,298	New	+$1.19M	0.02%	807

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

Virtu KCG Holdings's FYX Position: Q2 2017 in Review

Virtu KCG Holdings sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q2 2017, closing a stake of 6,920 shares — an estimated $377K sold.

Virtu KCG Holdings first reported a position in FYX in Q3 2015 and held it in 5 quarters. The position peaked at $1.99M in Q4 2015. 77 funds tracked by Wall St. Rank hold FYX as of Q2 2017.

Virtu KCG Holdings reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q2 2017 after selling out during the quarter.
Virtu KCG Holdings sold 6,920 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2017, an estimated $377K.
Virtu KCG Holdings first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2015 and held it in 5 quarters.
Virtu KCG Holdings's First Trust Small Cap Core AlphaDEX Fund position peaked at $1.99M in Q4 2015.
77 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2017.

Based on Virtu KCG Holdings's 13F filing for Q2 2017, filed 11 Aug 2017.