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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

59 hedge funds and large institutions have $329M invested in First Trust Small Cap Core AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 14 reducing their positions, and 7 closing their positions.

Holders
59
Holders Change
+2
Holders Change %
+3.51%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
31
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$12.3M
2
LPL Financial
2
LPL Financial
California
$20.6M
3
AIM
3
Astor Investment Management
Illinois
$18.6M
4
ACM
4
Aviance Capital Management
Florida
$1.36M
5
Jane Street
5
Jane Street
New York
$1.39M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$14.5M
2
BTS
2
BB&T Securities
Virginia
$3.75M
3
DADC
3
D.A. Davidson & Co
Montana
$133K
4
CS
4
Credit Suisse
Switzerland
$0
5
PAG
5
Private Advisor Group
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LPT
26
Legacy Private Trust
Wisconsin
$1.04M +$340K +6,939 +49%
JPMorgan Chase & Co
27
JPMorgan Chase & Co
New York
$941K -$239K -4,870 -20%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$918K +$108K +2,200 +13%
CAN
29
Cetera Advisor Networks
California
$862K -$258K -5,257 -23%
FAAS
30
First Allied Advisory Services
California
$742K +$242K +4,938 +48%
PNC
31
Park National Corp
Ohio
$716K +$29.9K +610 +4%
SG Americas Securities
32
SG Americas Securities
New York
$561K +$561K +11,449 New
VFS
33
VSR Financial Services
Kansas
$509K +$18.1K +370 +4%
UR
34
USCA RIA
Texas
$472K -$34.3K -699 -7%
Goldman Sachs
35
Goldman Sachs
New York
$463K +$463K +9,456 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$418K +$23.8K +491 +6%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$392K +$117K +2,389 +43%
MIAN
38
Mariner Independent Advisor Network
Kansas
$342K +$29.6K +605 +9%
SF
39
Synovus Financial
Georgia
$342K +$97.9K +2,000 +40%
RJT
40
Raymond James Trust
Florida
$269K – – –
OC
41
Oppenheimer & Co
New York
$216K -$473K -9,630 -69%
CPIG
42
Chicago Partners Investment Group
Illinois
$170K +$170K +3,467 New
NPC
43
National Planning Corporation
California
$156K +$156K +3,294 New
DADC
44
D.A. Davidson & Co
Montana
$133K -$1.69M -34,650 -93%
MFS
45
MSI Financial Services
Massachusetts
$129K +$8.55K +174 +7%
RIA
46
Regal Investment Advisors
Michigan
$120K +$56.5K +1,157 +89%
WA
47
WFG Advisors
Texas
$63K +$4.88K +100 +8%
Citigroup
48
Citigroup
New York
$63K +$7.4K +152 +13%
NFG
49
Next Financial Group
Texas
$35K – – –
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$31K +$10.5K +212 +51%
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