First Trust Small Cap Core AlphaDEX Fund
59 hedge funds and large institutions have $329M invested in First Trust Small Cap Core AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 14 reducing their positions, and 7 closing their positions.
121% more repeat investments, than reductions
Existing positions increased: 31 | Existing positions reduced: 14
43% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 7
16% more capital invested
Capital invested by funds: $283M → $329M (+$45.7M)
4% more funds holding
Funds holding: 57 → 59 (+2)
0.53% more ownership
Funds ownership: 54.58% → 55.12% (+0.53%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$5.6M |
| 2 |
LPL Financial
San Diego,
California
|
+$4.2M |
| 3 |
AIM
Astor Investment Management
Chicago,
Illinois
|
+$3.63M |
| 4 |
ACM
Aviance Capital Management
Sarasota,
Florida
|
+$1.3M |
| 5 |
Jane Street
New York
|
+$1.09M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$4.08M |
| 2 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
-$1.62M |
| 3 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$1.45M |
| 4 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$703K |
| 5 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$612K |
FYX Hedge Fund Activity: Q4 2014 in Review
59 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2014, worth a combined $329M — up 16% from $283M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new FYX positions and 7 closed out — a net gain of 3 holders — while 31 added to existing stakes and 14 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $5.6M. The largest seller was Bank of America, cutting an estimated $4.08M.
- 59 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2014, up from 57 in Q3 2014.
- Funds reported $329M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2014, up 16% quarter-over-quarter.
- 10 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2014 and 7 closed out, a net change of +3 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2014 was Royal Bank of Canada, an estimated $5.6M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2014 was Bank of America, an estimated $4.08M sold.
Based on aggregated 13F filings for Q4 2014.