National Planning Corporation’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-3,294	Closed	-$156K	–	1176
2014 Q4	$156K	Buy	+3,294	New	+$156K	0.01%	751