Next Financial Group’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Next Financial Group’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$17K	Hold	176	–	–	﹤0.01%	1957
2021 Q3	$16K	Sell	176 -19	-10%	-$1.74K	﹤0.01%	1872
2021 Q2	$18K	Sell	195 -4	-2%	-$372	﹤0.01%	1788
2021 Q1	$18K	Buy	199 +86	+76%	+$7.56K	﹤0.01%	1684
2020 Q4	$9K	Sell	113 -3	-3%	-$205	﹤0.01%	1805
2020 Q3	$7K	Buy	+116	New	+$6.68K	﹤0.01%	1724
2020 Q2	–	Sell	-107	Closed	-$4K	–	1077
2020 Q1	$4K	Sell	107 -171	-62%	-$9.66K	﹤0.01%	1760
2019 Q4	$18K	Sell	278 -81	-23%	-$5.03K	﹤0.01%	1563
2019 Q3	$22K	Hold	359	–	–	﹤0.01%	1396
2019 Q2	$22K	Buy	+359	New	+$22K	﹤0.01%	1430
2019 Q1	–	Sell	-328	Closed	-$18K	–	1808
2018 Q4	$18K	Buy	328 +88	+37%	+$5.34K	﹤0.01%	1128
2018 Q3	$17K	Buy	+240	New	+$16.4K	0.01%	836
2017 Q4	–	Sell	-555	Closed	-$33K	–	679
2017 Q3	$33K	Hold	555	–	–	0.01%	831
2017 Q2	$31K	Hold	555	–	–	0.01%	933
2017 Q1	$31K	Sell	555 -300	-35%	-$16.3K	0.01%	888
2016 Q4	$46K	Buy	855 +240	+39%	+$12.2K	0.01%	1005
2016 Q3	$31K	Sell	615 -400	-39%	-$19.5K	0.01%	1159
2016 Q2	$46K	Hold	1,015	–	–	0.01%	681
2016 Q1	$45K	Sell	1,015 -130	-11%	-$5.4K	0.02%	654
2015 Q4	$50K	Sell	1,145 -285	-20%	-$13.1K	0.02%	618
2015 Q3	$62K	Hold	1,430	–	–	0.02%	565
2015 Q2	$71K	Hold	1,430	–	–	0.02%	567
2015 Q1	$72K	Buy	1,430 +715	+100%	+$35.1K	0.02%	563
2014 Q4	$35K	Hold	715	–	–	0.01%	782
2014 Q3	$32K	Sell	715 -153	-18%	-$7.24K	0.01%	1177
2014 Q2	$40K	Buy	+868	New	+$41.1K	0.02%	403

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Next Financial Group's FYX Position: Q4 2021 in Review

Next Financial Group held its First Trust Small Cap Core AlphaDEX Fund (FYX) position steady in Q4 2021 at 176 shares worth $17K. The position accounts for ﹤0.01% of the portfolio, ranked #1957.

Next Financial Group first reported a position in FYX in Q2 2014 and has held it in 26 quarters since. The position peaked at $72K in Q1 2015. 134 funds tracked by Wall St. Rank hold FYX as of Q4 2021.

Next Financial Group held 176 shares of First Trust Small Cap Core AlphaDEX Fund worth $17K as of Q4 2021.
Next Financial Group left its First Trust Small Cap Core AlphaDEX Fund share count unchanged in Q4 2021.
First Trust Small Cap Core AlphaDEX Fund made up ﹤0.01% of Next Financial Group's portfolio in Q4 2021, its #1957 holding.
Next Financial Group first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2014 and has held it in 26 quarters since.
Next Financial Group's First Trust Small Cap Core AlphaDEX Fund position peaked at $72K in Q1 2015.
134 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.