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First Trust Small Cap Value AlphaDEX Fund
FYT

69 hedge funds and large institutions have $163M invested in First Trust Small Cap Value AlphaDEX Fund in 2022 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 22 increasing their positions, 22 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2.8% more ownership

Funds ownership: 69.96% → 72.76% (+2.8%)

1% more funds holding

Funds holding: 68 → 69 (+1)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 22

12% less capital invested

Capital invested by funds: $186M → $163M (-$22.4M)

Holders
69
Holders Change
+1
Holders Change %
+1.47%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
22
Reduced
22
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
+$15.8M
2
SPIA
Steward Partners Investment Advisory
New York
+$1.69M
3
TFA
Transamerica Financial Advisors
Florida
+$1.51M
4
GVAG
Great Valley Advisor Group
Delaware
+$1.16M
5
TRCT
Tower Research Capital (TRC)
New York
+$609K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$5.6M
2
Morgan Stanley
Morgan Stanley
New York
-$5.21M
3
Wells Fargo
Wells Fargo
California
-$2.54M
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$1.7M
5
Osaic Holdings
Osaic Holdings
Arizona
-$1.44M
Name Holding Trade Value Shares
Change 		Change in
Stake
GSC
26
G&S Capital
Colorado
$970K -$23.4K -489 -2%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$958K -$20.7K -433 -2%
SPC
28
Sigma Planning Corp
Michigan
$692K +$16.5K +344 +2%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$678K +$488K +10,178 +194%
PWP
30
Pursue Wealth Partners
California
$660K – – –
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$572K -$344K -7,172 -36%
KAS
32
Kestra Advisory Services
Texas
$559K +$138K +2,876 +29%
FTUS
33
Flow Traders U.S.
New York
$521K +$567K +11,823 New
SFP
34
Sweet Financial Partners
Minnesota
$513K – – –
ARC
35
Advisor Resource Council
Texas
$460K +$501K +10,452 New
MOS
36
MGO One Seven
Ohio
$446K – – –
MCM
37
MAI Capital Management
Ohio
$407K – – –
Goldman Sachs
38
Goldman Sachs
New York
$397K – – –
Koshinski Asset Management
39
Koshinski Asset Management
Illinois
$386K +$7.71K +161 +2%
MRCM
40
M&R Capital Management
New Jersey
$372K – – –
CPIG
41
Chicago Partners Investment Group
Illinois
$357K -$45.1K -941 -11%
DADC
42
D.A. Davidson & Co
Montana
$311K -$39.4K -822 -10%
SMC
43
Smith, Moore & Co
Missouri
$304K +$48.8K +1,019 +17%
PB
44
Pinnacle Bancorp
Nebraska
$295K – – –
PTC
45
Private Trust Company
Ohio
$283K +$308K +6,436 New
TA
46
TKG Advisors
Indiana
$248K -$224K -4,681 -45%
NWM
47
Northwest Wealth Management
Iowa
$244K – – –
WWMSC
48
Wagner Wealth Management (South Carolina)
South Carolina
$234K -$265K -5,525 -51%
AWM
49
AE Wealth Management
Kansas
$220K +$23.7K +494 +11%
AWA
50
Arkadios Wealth Advisors
Georgia
$207K +$431 +9 +0.2%
1
2
3

FYT Hedge Fund Activity: Q2 2022 in Review

69 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2022, worth a combined $163M — down 12% from $186M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FYT positions and 7 closed out — a net gain of 1 holder — while 22 added to existing stakes and 22 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $15.8M. The largest seller was LPL Financial, cutting an estimated $5.6M.

  • 69 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2022, up from 68 in Q1 2022.
  • Funds reported $163M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2022, down 12% quarter-over-quarter.
  • 8 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2022 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2022 was Raymond James Financial Services Advisors, an estimated $15.8M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2022 was LPL Financial, an estimated $5.6M sold.

Based on aggregated 13F filings for Q2 2022.