MAI Capital Management’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

MAI Capital Management’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-9,250	Closed	-$375K	–	1045
2022 Q3	$375K	Hold	9,250	–	–	0.01%	638
2022 Q2	$407K	Hold	9,250	–	–	0.01%	603
2022 Q1	$473K	Hold	9,250	–	–	0.01%	578
2021 Q4	$491K	Hold	9,250	–	–	0.01%	585
2021 Q3	$462K	Hold	9,250	–	–	0.01%	531
2021 Q2	$471K	Buy	+9,250	New	+$480K	0.01%	508

Other funds holding FYT

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BIP

Blueprint Investment Partners Greensboro, North Carolina $980M AUM 27.19% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

MAI Capital Management's FYT Position: Q4 2022 in Review

MAI Capital Management sold out of First Trust Small Cap Value AlphaDEX Fund (FYT) in Q4 2022, closing a stake of 9,250 shares — an estimated $375K sold.

MAI Capital Management first reported a position in FYT in Q2 2021 and held it in 6 quarters. The position peaked at $491K in Q4 2021. 64 funds tracked by Wall St. Rank hold FYT as of Q4 2022.

MAI Capital Management reported no remaining First Trust Small Cap Value AlphaDEX Fund position as of Q4 2022 after selling out during the quarter.
MAI Capital Management sold 9,250 First Trust Small Cap Value AlphaDEX Fund shares in Q4 2022, an estimated $375K.
MAI Capital Management first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q2 2021 and held it in 6 quarters.
MAI Capital Management's First Trust Small Cap Value AlphaDEX Fund position peaked at $491K in Q4 2021.
64 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q4 2022.

Based on MAI Capital Management's 13F filing for Q4 2022, filed 9 Feb 2023.