We are live on ! Find out more
FYC icon

First Trust Small Cap Growth AlphaDEX Fund

106 hedge funds and large institutions have $279M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

19% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 36

0.56% more ownership

Funds ownership: 69.29%69.85% (+0.56%)

0% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 14

3% less funds holding

Funds holding: 109106 (-3)

18% less capital invested

Capital invested by funds: $341M → $279M (-$61.9M)

Holders
106
Holders Change
-3
Holders Change %
-2.75%
% of All Funds
1.42%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.05%
New
14
Increased
43
Reduced
36
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
4WM
76
49 Wealth Management
Texas
$232K -$27.8K -368 -10%
WW
77
Waterfront Wealth
Kansas
$225K
CWM
78
Cornerstone Wealth Management
Missouri
$223K -$15.8K -209 -6%
SWP
79
Stratos Wealth Partners
Ohio
$216K +$17.1K +226 +8%
FTUS
80
Flow Traders U.S.
New York
$214K +$235K +3,117 New
Mariner
81
Mariner
Kansas
$209K +$229K +3,034 New
GVAG
82
Great Valley Advisor Group
Delaware
$207K -$11.3K -150 -5%
WWMSC
83
Wagner Wealth Management (South Carolina)
South Carolina
$207K +$831 +11 +0.4%
SF
84
Summit Financial
New Jersey
$204K +$6.88K +91 +3%
PB
85
Pinnacle Bancorp
Nebraska
$194K +$29.2K +387 +16%
FFA
86
Founders Financial Alliance
North Carolina
$143K
PTC
87
Private Trust Company
Ohio
$128K -$47.4K -628 -25%
Fidelity Investments
88
Fidelity Investments
Massachusetts
$124K +$96K +1,271 +238%
PWAM
89
Private Wealth Asset Management
Iowa
$74.6K +$81.9K +1,084 New
KFI
90
Key Financial Inc
Pennsylvania
$71.3K
Carson Wealth (CWM LLC)
91
Carson Wealth (CWM LLC)
Nebraska
$66K -$24.6K -326 -25%
Northwestern Mutual Wealth Management
92
Northwestern Mutual Wealth Management
Wisconsin
$60.1K +$33.4K +442 +103%
T
93
Tidemark
California
$49.4K +$76 +1 +0.1%
CAL
94
Capital Analysts LLC
Pennsylvania
$41K +$44.6K +590 New
MA
95
Montag & Associates
Georgia
$34.4K +$37.8K +500 New
JP Morgan Chase
96
JP Morgan Chase
New York
$32.1K +$5.29K +70 +18%
PS
97
Principal Securities
Iowa
$21K
NS
98
NBC Securities
Alabama
$17K +$18.9K +250 New
CHC
99
City Holding Co
West Virginia
$14.5K
CA
100
CoreCap Advisors
Michigan
$9.29K

FYC Hedge Fund Activity: Q1 2025 in Review

106 of the 7,466 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2025, worth a combined $279M — down 18% from $341M a quarter earlier.

Fund positioning in FYC was balanced in Q1 2025: 14 funds opened new positions, 14 closed out, 43 added to existing stakes and 36 trimmed.

The largest buyer was Stifel Financial, adding an estimated $6.22M. The largest seller was Morgan Stanley, cutting an estimated $18.2M.

  • 106 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2025, down from 109 in Q4 2024.
  • Funds reported $279M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2025, down 18% quarter-over-quarter.
  • 14 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2025 and 14 closed out, a net change of 0 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2025 was Stifel Financial, an estimated $6.22M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2025 was Morgan Stanley, an estimated $18.2M sold.

Based on aggregated 13F filings for Q1 2025.