NBC Securities’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

NBC Securities’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-250	Closed	-$19K	–	2813
2025 Q2	$19K	Hold	250	–	–	﹤0.01%	1728
2025 Q1	$17K	Buy	+250	New	+$18.9K	﹤0.01%	1548
2024 Q4	–	Sell	-250	Closed	-$18K	–	1571
2024 Q3	$18K	Hold	250	–	–	﹤0.01%	1545
2024 Q2	$16K	Hold	250	–	–	﹤0.01%	1528
2024 Q1	$16K	Hold	250	–	–	﹤0.01%	1524
2023 Q4	$15K	Hold	250	–	–	﹤0.01%	1574
2023 Q3	$14K	Buy	+250	New	+$15K	﹤0.01%	1593

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Eclectic Associates Fullerton, California $895M AUM 10.23% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

NBC Securities's FYC Position: Q3 2025 in Review

NBC Securities sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q3 2025, closing a stake of 250 shares — an estimated $19K sold.

NBC Securities first reported a position in FYC in Q3 2023 and held it in 7 quarters. The position peaked at $19K in Q2 2025. 117 funds tracked by Wall St. Rank hold FYC as of Q3 2025.

NBC Securities reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q3 2025 after selling out during the quarter.
NBC Securities sold 250 First Trust Small Cap Growth AlphaDEX Fund shares in Q3 2025, an estimated $19K.
NBC Securities first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2023 and held it in 7 quarters.
NBC Securities's First Trust Small Cap Growth AlphaDEX Fund position peaked at $19K in Q2 2025.
117 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q3 2025.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.