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First Trust Small Cap Growth AlphaDEX Fund

106 hedge funds and large institutions have $279M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

19% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 36

0.56% more ownership

Funds ownership: 69.29%69.85% (+0.56%)

0% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 14

3% less funds holding

Funds holding: 109106 (-3)

18% less capital invested

Capital invested by funds: $341M → $279M (-$61.9M)

Holders
106
Holders Change
-3
Holders Change %
-2.75%
% of All Funds
1.42%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.05%
New
14
Increased
43
Reduced
36
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SA
51
Sylvest Advisors
Texas
$503K +$66.6K +881 +14%
DF
52
Dunhill Financial
United Kingdom
$494K -$514K -6,809 -49%
Ameriprise
53
Ameriprise
Minnesota
$493K +$67.9K +899 +14%
WPC
54
Wedmont Private Capital
Pennsylvania
$493K +$576K +7,624 New
WH
55
Willner & Heller
California
$482K -$36.8K -487 -6%
TRCT
56
Tower Research Capital (TRC)
New York
$426K +$274K +3,625 +141%
WEG
57
World Equity Group
Illinois
$412K +$448K +5,925 New
PFS
58
Prospera Financial Services
Texas
$411K +$24.9K +330 +6%
OFS
59
OneAscent Financial Services
Alabama
$383K +$420K +5,562 New
AI
60
Atria Investments
North Carolina
$383K +$420K +5,562 New
OIA
61
OneDigital Investment Advisors
Kansas
$371K +$114K +1,505 +39%
GSWM
62
Golden State Wealth Management
California
$369K +$405K +5,357 New
Jones Financial Companies
63
Jones Financial Companies
Missouri
$354K +$124K +1,645 +48%
Citadel Advisors
64
Citadel Advisors
Florida
$347K -$1.7M -22,533 -82%
IWM
65
IHT Wealth Management
Illinois
$323K
NA
66
NewEdge Advisors
Louisiana
$302K -$2.27K -30 -0.7%
Truist Financial
67
Truist Financial
North Carolina
$275K +$29.3K +388 +11%
FAIM
68
Financial Advocates Investment Management
Washington
$273K +$31.4K +416 +12%
BAM
69
Belpointe Asset Management
Nevada
$269K -$7.55K -100 -2%
Baird Financial Group
70
Baird Financial Group
Wisconsin
$263K -$149K -1,973 -34%
AWS
71
Atria Wealth Solutions
New York
$262K +$53.3K +706 +23%
KPWS
72
Kestra Private Wealth Services
Texas
$260K
TA
73
TKG Advisors
Indiana
$256K +$1.44K +19 +0.5%
Comerica Bank
74
Comerica Bank
Texas
$256K +$22.4K +296 +9%
CIS
75
Custom Index Systems
New York
$252K +$276K +3,656 New

FYC Hedge Fund Activity: Q1 2025 in Review

106 of the 7,466 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2025, worth a combined $279M — down 18% from $341M a quarter earlier.

Fund positioning in FYC was balanced in Q1 2025: 14 funds opened new positions, 14 closed out, 43 added to existing stakes and 36 trimmed.

The largest buyer was Stifel Financial, adding an estimated $6.22M. The largest seller was Morgan Stanley, cutting an estimated $18.2M.

  • 106 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2025, down from 109 in Q4 2024.
  • Funds reported $279M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2025, down 18% quarter-over-quarter.
  • 14 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2025 and 14 closed out, a net change of 0 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2025 was Stifel Financial, an estimated $6.22M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2025 was Morgan Stanley, an estimated $18.2M sold.

Based on aggregated 13F filings for Q1 2025.