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First Trust Small Cap Growth AlphaDEX Fund
FYC

70 hedge funds and large institutions have $107M invested in First Trust Small Cap Growth AlphaDEX Fund in 2022 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 27 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 27

2.37% less ownership

Funds ownership: 60.34% → 57.97% (-2.4%)

15% less funds holding

Funds holding: 82 → 70 (-12)

29% less capital invested

Capital invested by funds: $150M → $107M (-$43M)

71% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 17

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
70
Holders Change
-12
Holders Change %
-14.63%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
25
Reduced
27
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.07M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.06M
3
BFC
Bedel Financial Consulting
Indiana
+$1.75M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$904K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$792K

Top Sellers

1
AC
Avestar Capital
New York
-$8.97M
2
Bank of America
Bank of America
North Carolina
-$2.84M
3
MIAN
Mariner Independent Advisor Network
Kansas
-$2.79M
4
NA
NewEdge Advisors
Louisiana
-$1.62M
5
Morgan Stanley
Morgan Stanley
New York
-$1.44M
Name Holding Trade Value Shares
Change 		Change in
Stake
TCWA
51
Ten Capital Wealth Advisors
Washington
$197K +$477 +8 +0.2%
FFA
52
Founders Financial Alliance
North Carolina
$112K – – –
CA
53
CoreCap Advisors
Michigan
$65K +$71.3K +1,195 New
Carson Wealth (CWM LLC)
54
Carson Wealth (CWM LLC)
Nebraska
$61K +$954 +16 +1%
Fidelity Investments
55
Fidelity Investments
Massachusetts
$58K -$60 -1 -0.1%
KFI
56
Key Financial Inc
Pennsylvania
$57K +$11.5K +193 +23%
GRP
57
Global Retirement Partners
California
$56K – – –
NFSG
58
Newbridge Financial Services Group
Florida
$54K – – –
GWM
59
Geneos Wealth Management
Colorado
$52K – – –
Rockefeller Capital Management
60
Rockefeller Capital Management
New York
$26K -$11.7K -197 -29%
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$24K -$41.7K -700 -61%
CAL
62
Capital Analysts LLC
Pennsylvania
$21K – – –
SWM
63
Spire Wealth Management
Virginia
$14K -$57.3K -960 -78%
CHC
64
City Holding Co
West Virginia
$11K – – –
AIP
65
Ahrens Investment Partners
Louisiana
$10K – – –
TFA
66
Transamerica Financial Advisors
Florida
$9K +$7.93K +133 +532%
OIA
67
Optimum Investment Advisors
Illinois
$6K – – –
TCWM
68
Total Clarity Wealth Management
Illinois
$6K +$7.04K +118 New
HS
69
Horan Securities
United States
$4K – – –
S
70
SignatureFD
Georgia
$1K – – –
AC
71
Avestar Capital
New York
– -$8.97M -131,288 Closed
MIAN
72
Mariner Independent Advisor Network
Kansas
– -$2.79M -40,296 Closed
NA
73
NewEdge Advisors
Louisiana
– -$1.62M -23,708 Closed
Jane Street
74
Jane Street
New York
– -$623K -9,111 Closed
WFA
75
WMG Financial Advisors
Tennessee
– -$622K -9,090 Closed
1 2
3
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FYC Hedge Fund Activity: Q2 2022 in Review

70 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q2 2022, worth a combined $107M — down 29% from $150M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FYC and 5 opened new positions — a net loss of 12 holders — while 27 trimmed existing stakes and 25 added.

The largest buyer was Susquehanna International Group, adding an estimated $2.07M. The largest seller was Avestar Capital, exiting entirely with an estimated $8.97M sold.

  • 70 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q2 2022, down from 82 in Q1 2022.
  • Funds reported $107M of First Trust Small Cap Growth AlphaDEX Fund stock for Q2 2022, down 29% quarter-over-quarter.
  • 5 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q2 2022 and 17 closed out, a net change of -12 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q2 2022 was Susquehanna International Group, an estimated $2.07M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q2 2022 was Avestar Capital, an estimated $8.97M sold.

Based on aggregated 13F filings for Q2 2022.