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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

64 hedge funds and large institutions have $153M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 28 reducing their positions, and 7 closing their positions.

Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
18
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$9.56M
2
IA
2
IFP Advisors
Florida
$1.2M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$16.8M
4
Jane Street
4
Jane Street
New York
$1.01M
5
AAS
5
Avantax Advisory Services
Texas
$855K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$19.6M
2
LPL Financial
2
LPL Financial
California
$14M
3
UBS Group
3
UBS Group
Switzerland
$7.4M
4
Bank of America
4
Bank of America
North Carolina
$15.7M
5
TFA
5
Transamerica Financial Advisors
Florida
$74K
Name Market Value Shares Shares
Change 		Shares
Change %
APA
51
American Portfolios Advisors
New York
$114K 2,594 -70 -3%
WP
52
WealthShield Partners
North Carolina
$105K 2,398 -848 -26%
Carson Wealth (CWM LLC)
53
Carson Wealth (CWM LLC)
Nebraska
$83K 1,134 – –
TFA
54
Transamerica Financial Advisors
Florida
$74K 1,675 -44,238 -96%
NFG
55
Next Financial Group
Texas
$62K 1,412 +1,372 +3,430%
WAP
56
Wealthcare Advisory Partners
Pennsylvania
$43K 980 – –
SFS
57
Sowell Financial Services
Arkansas
$39K 882 +882 New
Citigroup
58
Citigroup
New York
$35K 787 – –
RIA
59
Realta Investment Advisors
Delaware
$17K 380 – –
US Bancorp
60
US Bancorp
Minnesota
$13K 298 – –
CFGS
61
Concourse Financial Group Securities
Alabama
$11K 248 +8 +3%
CHC
62
City Holding Co
West Virginia
$9K 211 – –
LWM
63
Liberty Wealth Management
California
$6K 145 – –
Koshinski Asset Management
64
Koshinski Asset Management
Illinois
– – -8,147 Closed
Cetera Investment Advisers
65
Cetera Investment Advisers
Illinois
– – -5,685 Closed
Ameriprise
66
Ameriprise
Minnesota
– – -5,643 Closed
CWA
67
Clarus Wealth Advisors
Arizona
– – -1,300 Closed
FHA
68
Flagship Harbor Advisors
Massachusetts
– – -400 Closed
PMFA
69
Plante Moran Financial Advisors
Michigan
– – -195 Closed
Parallax Volatility Advisers
70
Parallax Volatility Advisers
California
– – -1 Closed
Fidelity Investments
71
Fidelity Investments
Massachusetts
$0 9 +9 New
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