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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

70 hedge funds and large institutions have $324M invested in First Trust Small Cap Growth AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 31 increasing their positions, 12 reducing their positions, and 9 closing their positions.

Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
31
Reduced
12
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$82.2M
2
RJA
2
Raymond James & Associates
Florida
$44.8M
3
Bank of America
3
Bank of America
North Carolina
$39.5M
4
LPL Financial
4
LPL Financial
California
$33.6M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.35M

Top Sellers

1
CWM
1
Cornerstone Wealth Management
Missouri
$8.99M
2
Jane Street
2
Jane Street
New York
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
BRF
4
B. Riley Financial
California
$0
5
NWP
5
Northstar Wealth Partners
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Koshinski Asset Management
51
Koshinski Asset Management
Illinois
$234K 4,475 +4,475 New
GWM
52
Geneos Wealth Management
Colorado
$191K 3,652 +400 +12%
ASN
53
Advisory Services Network
Georgia
$153K 2,917 +539 +23%
BAM
54
Belpointe Asset Management
Nevada
$138K 2,646 +2,646 New
WP
55
WealthShield Partners
North Carolina
$125K 2,397 +2,397 New
RAM
56
Riggs Asset Management
Pennsylvania
$76K 1,453 – –
SFM
57
Signet Financial Management
New Jersey
$65K 1,248 – –
LFA
58
Legacy Financial Advisors
Kentucky
$44K 850 – –
US Bancorp
59
US Bancorp
Minnesota
$31K 591 +591 New
FHA
60
Flagship Harbor Advisors
Massachusetts
$26K 500 -200 -29%
NWM
61
Northwest Wealth Management
Iowa
$24K 465 – –
Citigroup
62
Citigroup
New York
$21K 404 +125 +45%
CAG
63
Csenge Advisory Group
Florida
$13K 300 +300 New
SWM
64
SeaCrest Wealth Management
New York
$12K 235 – –
CHC
65
City Holding Co
West Virginia
$11K 211 – –
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$8K 153 +153 New
SWP
67
Stratos Wealth Partners
Ohio
$6K 110 +110 New
WAP
68
Wealthcare Advisory Partners
Pennsylvania
$5K 100 – –
CF
69
Centaurus Financial
California
$323 6 -5,581 -100%
Jane Street
70
Jane Street
New York
– – -65,041 Closed
Susquehanna International Group
71
Susquehanna International Group
Pennsylvania
– – -36,895 Closed
BRF
72
B. Riley Financial
California
– – -22,658 Closed
NWP
73
Northstar Wealth Partners
Connecticut
– – -20,826 Closed
Manulife (Manufacturers Life Insurance)
74
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– – -2,428 Closed
GTAM
75
Global Trust Asset Management
Florida
– – -1,800 Closed
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3
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