Riggs Asset Management’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Riggs Asset Management’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-1,453	Closed	-$58K	–	251
2018 Q4	$58K	Hold	1,453	–	–	0.04%	92
2018 Q3	$76K	Hold	1,453	–	–	0.04%	88
2018 Q2	$70K	Buy	+1,453	New	+$67.4K	0.03%	97

Other funds holding FYC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Riggs Asset Management's FYC Position: Q1 2019 in Review

Riggs Asset Management sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q1 2019, closing a stake of 1,453 shares — an estimated $58K sold.

Riggs Asset Management first reported a position in FYC in Q2 2018 and held it in 3 quarters. The position peaked at $76K in Q3 2018. 67 funds tracked by Wall St. Rank hold FYC as of Q1 2019.

Riggs Asset Management reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q1 2019 after selling out during the quarter.
Riggs Asset Management sold 1,453 First Trust Small Cap Growth AlphaDEX Fund shares in Q1 2019, an estimated $58K.
Riggs Asset Management first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q2 2018 and held it in 3 quarters.
Riggs Asset Management's First Trust Small Cap Growth AlphaDEX Fund position peaked at $76K in Q3 2018.
67 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q1 2019.

Based on Riggs Asset Management's 13F filing for Q1 2019, filed 6 May 2019.