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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

93 hedge funds and large institutions have $246M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 26 increasing their positions, 30 reducing their positions, and 9 closing their positions.

Holders
93
Holders Change
+15
Holders Change %
+19.23%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
24
Increased
26
Reduced
30
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
1
Avestar Capital
New York
$7.88M
2
MIAN
2
Mariner Independent Advisor Network
Kansas
$3.22M
3
Citadel Advisors
3
Citadel Advisors
Florida
$2.48M
4
Wells Fargo
4
Wells Fargo
California
$16.4M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$6.99M

Top Sellers

1
JAWM
1
J. Arnold Wealth Management
Ohio
$4.46M
2
Truist Financial
2
Truist Financial
North Carolina
$6.16M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$7.14M
4
KPWS
4
Kestra Private Wealth Services
Texas
$0
5
HIS
5
Harvest Investment Services
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$2.29M 30,714 +1,877 +7%
KWM
27
Kingsview Wealth Management
Oregon
$2.14M 28,756 +147 +0.5%
NA
28
NewEdge Advisors
Louisiana
$2.02M 27,130 +2,533 +10%
IA
29
IFP Advisors
Florida
$2.01M 25,631 +23,431 +1,065%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$1.7M 22,834 -483 -2%
MIM
31
MTM Investment Management
South Carolina
$1.52M 20,382 – –
MML Investors Services
32
MML Investors Services
Massachusetts
$1.31M 17,592 +8,176 +87%
KAS
33
Kestra Advisory Services
Texas
$1.28M 17,218 -1,559 -8%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$1.22M 16,408 -824 -5%
SG
35
Strid Group
Pennsylvania
$1.19M 15,931 -282 -2%
GSC
36
G&S Capital
Colorado
$1.18M 15,767 +15,767 New
SPC
37
Sigma Planning Corp
Michigan
$1.17M 15,620 -6,640 -30%
WFA
38
WMG Financial Advisors
Tennessee
$1.01M 13,472 +13,472 New
GIA
39
Gladstone Institutional Advisory
Florida
$870K 11,667 -477 -4%
TRCT
40
Tower Research Capital (TRC)
New York
$869K 11,656 +10,579 +982%
CCA
41
Clearwater Capital Advisors
Illinois
$854K 11,449 -1,100 -9%
NFG
42
Next Financial Group
Texas
$749K 10,044 +712 +8%
HA
43
HFG Advisors
Ohio
$744K 9,982 +9,982 New
WS
44
Wedbush Securities
California
$714K 9,573 +681 +8%
AWM
45
AE Wealth Management
Kansas
$671K 8,996 +8,996 New
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$631K 8,466 +255 +3%
IF
47
Intrua Financial
Texas
$600K 8,050 +200 +3%
CAN
48
Claraphi Advisory Network
United States
$573K 7,687 +7,687 New
TA
49
TKG Advisors
Indiana
$559K 7,492 +7,492 New
Janney Montgomery Scott
50
Janney Montgomery Scott
Pennsylvania
$479K 6,421 – –
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