AE Wealth Management’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

AE Wealth Management’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-8,049	Closed	-$434K	–	1845
2022 Q3	$434K	Buy	8,049 +312	+4%	+$18.3K	﹤0.01%	1331
2022 Q2	$419K	Sell	7,737 -163	-2%	-$9.72K	﹤0.01%	1288
2022 Q1	$540K	Sell	7,900 -1,096	-12%	-$73.5K	﹤0.01%	1206
2021 Q4	$671K	Buy	+8,996	New	+$675K	﹤0.01%	1135

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

AE Wealth Management's FYC Position: Q4 2022 in Review

AE Wealth Management sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q4 2022, closing a stake of 8,049 shares — an estimated $434K sold.

AE Wealth Management first reported a position in FYC in Q4 2021 and held it in 4 quarters. The position peaked at $671K in Q4 2021. 72 funds tracked by Wall St. Rank hold FYC as of Q4 2022.

AE Wealth Management reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q4 2022 after selling out during the quarter.
AE Wealth Management sold 8,049 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2022, an estimated $434K.
AE Wealth Management first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q4 2021 and held it in 4 quarters.
AE Wealth Management's First Trust Small Cap Growth AlphaDEX Fund position peaked at $671K in Q4 2021.
72 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2022.

Based on AE Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.