We are live on ! Find out more
FYC icon

First Trust Small Cap Growth AlphaDEX Fund

60 hedge funds and large institutions have $63M invested in First Trust Small Cap Growth AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 6 increasing their positions, 31 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

11.35% less ownership

Funds ownership: 62.32%50.97% (-11%)

12% less funds holding

Funds holding: 6860 (-8)

30% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 20

57% less capital invested

Capital invested by funds: $145M → $63M (-$82.4M)

81% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 31

Holders
60
Holders Change
-8
Holders Change %
-11.76%
% of All Funds
1.32%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
6
Reduced
31
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CCA
26
Clearwater Capital Advisors
Illinois
$517K -$373K -8,755 -36%
LWS
27
Lucia Wealth Services
California
$502K +$391K +9,172 +148%
TSS
28
Two Sigma Securities
New York
$395K +$517K +12,127 New
Stifel Financial
29
Stifel Financial
Missouri
$359K -$1.02M -23,863 -69%
CWS
30
Cypress Wealth Services
California
$336K +$439K +10,300 New
MI
31
Moneywise Inc
Virginia
$335K +$438K +10,277 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$310K +$27.5K +645 +7%
PAG
33
Private Advisor Group
New Jersey
$309K -$243K -5,705 -38%
CWM
34
Cornerstone Wealth Management
Missouri
$282K -$105K -2,473 -22%
CAN
35
Cetera Advisor Networks
California
$274K -$235K -5,510 -40%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$236K -$991K -23,256 -76%
GIA
37
Gladstone Institutional Advisory
Florida
$211K -$1.26M -29,449 -82%
NFG
38
Next Financial Group
Texas
$141K +$81.2K +1,905 +79%
GWM
39
Geneos Wealth Management
Colorado
$117K -$8.52K -200 -5%
IA
40
IFP Advisors
Florida
$107K -$21.7K -510 -14%
SFPG
41
Stonebridge Financial Planning Group
Florida
$91K -$46.9K -1,100 -29%
AIC
42
Ameritas Investment Company
Nebraska
$90K +$118K +2,770 New
Carson Wealth (CWM LLC)
43
Carson Wealth (CWM LLC)
Nebraska
$83K
APA
44
American Portfolios Advisors
New York
$79K
KFI
45
Key Financial Inc
Pennsylvania
$39K +$50.5K +1,185 New
WAP
46
Wealthcare Advisory Partners
Pennsylvania
$31K -$3.41K -80 -8%
Citigroup
47
Citigroup
New York
$26K
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$22K +$1.15K +27 +4%
AWA
49
Arkadios Wealth Advisors
Georgia
$18.3K
CFGS
50
Concourse Financial Group Securities
Alabama
$11K

FYC Hedge Fund Activity: Q1 2020 in Review

60 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2020, worth a combined $63M — down 57% from $145M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FYC and 14 opened new positions — a net loss of 6 holders — while 31 trimmed existing stakes and 6 added.

The largest buyer was Strid Group, opening a new position worth an estimated $8.96M. The largest seller was First Trust Advisors, exiting entirely with an estimated $17.7M sold.

  • 60 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2020, down from 68 in Q4 2019.
  • Funds reported $63M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2020, down 57% quarter-over-quarter.
  • 14 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2020 and 20 closed out, a net change of -6 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2020 was Strid Group, an estimated $8.96M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2020 was First Trust Advisors, an estimated $17.7M sold.

Based on aggregated 13F filings for Q1 2020.