First Trust Small Cap Growth AlphaDEX Fund
35 hedge funds and large institutions have $64.7M invested in First Trust Small Cap Growth AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.
133% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 3
23% more capital invested
Capital invested by funds: $52.8M → $64.7M (+$11.9M)
18% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 11
10.06% more ownership
Funds ownership: 59.79% → 69.85% (+10%)
9% more funds holding
Funds holding: 32 → 35 (+3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$3.57M |
| 2 |
IA
IFP Advisors
Tampa,
Florida
|
+$1.85M |
| 3 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$1.67M |
| 4 |
Morgan Stanley
New York
|
+$1.57M |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.3M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$1.56M |
| 2 |
SG Americas Securities
New York
|
-$1.31M |
| 3 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
-$1.22M |
| 4 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
-$541K |
| 5 |
JIP
Jaffetilchin Investment Partners
Tampa,
Florida
|
-$252K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FAAS
26
First Allied Advisory Services
San Diego,
California
| $202K | +$198K | +5,541 | New |
|
|
DADC
27
D.A. Davidson & Co
Great Falls,
Montana
| $113K | +$1.25K | +35 | +1% |
|
|
GWM
28
Geneos Wealth Management
Englewood,
Colorado
| $110K | – | – | – |
|
29
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $95K | +$7.98K | +223 | +9% |
|
30
Envestnet Asset Management
Chicago,
Illinois
| $18K | -$35.5K | -993 | -67% |
|
|
PS
31
Portfolio Solutions
Royal Oak,
Michigan
| $11K | +$10.4K | +290 | New |
|
|
WEC
32
Winslow Evans & Crocker
Boston,
Massachusetts
| $4.56K | – | – | – |
|
|
AG
33
Advisor Group
Phoenix,
Arizona
| $3K | – | – | – |
|
34
AssetMark Inc
Concord,
California
| $3K | +$2.65K | +74 | New |
|
|
35
Jane Street
New York
| – | -$1.56M | -45,149 | Closed |
|
36
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| – | -$35K | -1,000 | Closed |
|
|
NFG
37
Next Financial Group
Houston,
Texas
| – | -$19K | -540 | Closed |
|
FYC Hedge Fund Activity: Q1 2017 in Review
35 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2017, worth a combined $64.7M — up 23% from $52.8M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new FYC positions and 3 closed out — a net gain of 4 holders — while 13 added to existing stakes and 11 trimmed.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $3.57M. The largest seller was Jane Street, exiting entirely with an estimated $1.56M sold.
- 35 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2017, up from 32 in Q4 2016.
- Funds reported $64.7M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2017, up 23% quarter-over-quarter.
- 7 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2017 and 3 closed out, a net change of +4 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2017 was Susquehanna International Group, an estimated $3.57M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2017 was Jane Street, an estimated $1.56M sold.
Based on aggregated 13F filings for Q1 2017.