First Trust Small Cap Growth AlphaDEX Fund
32 hedge funds and large institutions have $52.8M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 7 reducing their positions, and 3 closing their positions.
157% more repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 7
37% more capital invested
Capital invested by funds: $38.6M → $52.8M (+$14.2M)
0% more funds holding
Funds holding: 32 → 32 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
16.59% less ownership
Funds ownership: 76.38% → 59.79% (-17%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$5.54M |
| 2 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
+$2.99M |
| 3 |
SG Americas Securities
New York
|
+$1.68M |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$1.68M |
| 5 |
Jane Street
New York
|
+$1.52M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$730K |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$649K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$539K |
| 4 |
Goldman Sachs
New York
|
-$277K |
| 5 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$201K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Envestnet Asset Management
Chicago,
Illinois
| $51K | – | – | – |
|
27
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $35K | – | – | – |
|
|
NFG
28
Next Financial Group
Houston,
Texas
| $19K | +$6.72K | +200 | +59% |
|
|
MFS
29
MSI Financial Services
Springfield,
Massachusetts
| $11K | – | – | – |
|
|
WEC
30
Winslow Evans & Crocker
Boston,
Massachusetts
| $4.33K | +$874 | +26 | +26% |
|
|
AG
31
Advisor Group
Phoenix,
Arizona
| $3K | +$2.08K | +62 | +159% |
|
|
32
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$539K | -15,942 | Closed |
|
|
33
Goldman Sachs
New York
| – | -$277K | -8,182 | Closed |
|
|
CIM
34
Confluence Investment Management
St. Louis,
Missouri
| – | -$201K | -5,955 | Closed |
|
FYC Hedge Fund Activity: Q4 2016 in Review
32 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2016, worth a combined $52.8M — up 37% from $38.6M a quarter earlier.
Fund positioning in FYC was balanced in Q4 2016: 3 funds opened new positions, 3 closed out, 18 added to existing stakes and 7 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $5.54M. The largest seller was Raymond James & Associates, cutting an estimated $730K.
- 32 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2016, unchanged from Q3 2016.
- Funds reported $52.8M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2016, up 37% quarter-over-quarter.
- 3 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2016 and 3 closed out, a net change of 0 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2016 was Morgan Stanley, an estimated $5.54M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2016 was Raymond James & Associates, an estimated $730K sold.
Based on aggregated 13F filings for Q4 2016.