First Trust Small Cap Growth AlphaDEX Fund
30 hedge funds and large institutions have $27.8M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 3 increasing their positions, 15 reducing their positions, and 7 closing their positions.
0% more funds holding
Funds holding: 30 → 30 (0)
0% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 7
17.04% less ownership
Funds ownership: 78.81% → 61.77% (-17%)
58% less capital invested
Capital invested by funds: $65.7M → $27.8M (-$37.9M)
80% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 15
Top Buyers
Top Sellers
| 1 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
-$12.2M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$6.75M |
| 3 |
Morgan Stanley
New York
|
-$6.75M |
| 4 |
LPL Financial
San Diego,
California
|
-$4.7M |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$2.71M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TFA
26
Transamerica Financial Advisors
St. Petersburg,
Florida
| $19K | -$12.2M | -430,740 | -100% |
|
27
Citigroup
New York
| $9K | – | – | – |
|
|
AIG
28
American International Group
New York
| $6K | -$21.8K | -774 | -79% |
|
|
WEC
29
Winslow Evans & Crocker
Boston,
Massachusetts
| $3.01K | – | – | – |
|
|
VFS
30
VSR Financial Services
Overland Park,
Kansas
| – | -$1.83M | -60,085 | Closed |
|
31
First Trust Advisors
Wheaton,
Illinois
| – | -$567K | -18,576 | Closed |
|
|
SPC
32
Sigma Planning Corp
Ann Arbor,
Michigan
| – | -$450K | -14,766 | Closed |
|
|
BCM
33
Beck Capital Management
Austin,
Texas
| – | -$283K | -9,270 | Closed |
|
|
JIP
34
Jaffetilchin Investment Partners
Tampa,
Florida
| – | -$238K | -7,802 | Closed |
|
|
FHC
35
First Heartland Consultants
Lake St. Louis,
Missouri
| – | -$221K | -7,230 | Closed |
|
|
WRM
36
Westport Resources Management
Westport,
Connecticut
| – | -$9K | -300 | Closed |
|
FYC Hedge Fund Activity: Q1 2016 in Review
30 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2016, worth a combined $27.8M — down 58% from $65.7M a quarter earlier.
Fund positioning in FYC was balanced in Q1 2016: 7 funds opened new positions, 7 closed out, 3 added to existing stakes and 15 trimmed.
The largest buyer was Jane Street, opening a new position worth an estimated $1.11M. The largest seller was Transamerica Financial Advisors, cutting an estimated $12.2M.
- 30 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2016, unchanged from Q4 2015.
- Funds reported $27.8M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2016, down 58% quarter-over-quarter.
- 7 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2016 and 7 closed out, a net change of 0 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2016 was Jane Street, an estimated $1.11M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2016 was Transamerica Financial Advisors, an estimated $12.2M sold.
Based on aggregated 13F filings for Q1 2016.