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FUND

Sprott Focus Trust
FUND

37 hedge funds and large institutions have $33.8M invested in Sprott Focus Trust in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

8% more capital invested

Capital invested by funds: $31.4M → $33.8M (+$2.43M)

0% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 14

3% less funds holding

Funds holding: 38 → 37 (-1)

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$739K
2
Stifel Financial
Stifel Financial
Missouri
+$710K
3
Citigroup
Citigroup
New York
+$296K
4
SFS
Shaker Financial Services
Virginia
+$290K
5
Geode Capital Management
Geode Capital Management
Massachusetts
+$206K

Top Sellers

Rank Fund Capital Flow
1
COLIM
City of London Investment Management
United Kingdom
-$504K
2
MC
Matisse Capital
Oregon
-$234K
3
RTS
Round Table Services
New Jersey
-$209K
4
AA
AQR Arbitrage
Connecticut
-$106K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$92.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
CCP
26
Cardan Capital Partners
Colorado
$123K – – –
LPL Financial
27
LPL Financial
California
$119K +$3.45K +504 +3%
HFS
28
HL Financial Services
Kentucky
$115K -$29.3K -4,283 -20%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$114K +$1.44K +210 +1%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$99K -$15.2K -2,214 -13%
DA
31
Doliver Advisors
Texas
$95K -$56K -8,187 -37%
Ameriprise
32
Ameriprise
Minnesota
$85K +$835 +122 +1%
S
33
SignatureFD
Georgia
$41K +$513 +75 +1%
JFA
34
JNBA Financial Advisors
Minnesota
$41K +$40.2K +5,877 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$20K +$21 +3 +0.1%
MFS
36
MSI Financial Services
Massachusetts
$15K – – –
WT
37
Whittier Trust
California
$7K – – –
HNB
38
Huntington National Bank
Ohio
$6K – – –
RTS
39
Round Table Services
New Jersey
– -$209K -32,600 Closed
TC
40
TFS Capital
Pennsylvania
– -$87K -13,484 Closed
APCM
41
Arbiter Partners Capital Management
New York
– -$79K -12,317 Closed
1
2

FUND Hedge Fund Activity: Q3 2016 in Review

37 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q3 2016, worth a combined $33.8M — up 7.8% from $31.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FUND positions and 3 closed out — a net gain of 1 holder — while 14 added to existing stakes and 14 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $739K. The largest seller was City of London Investment Management, cutting an estimated $504K.

  • 37 institutional investors held Sprott Focus Trust (FUND) as of Q3 2016, down from 38 in Q2 2016.
  • Funds reported $33.8M of Sprott Focus Trust stock for Q3 2016, up 7.8% quarter-over-quarter.
  • 4 funds opened new Sprott Focus Trust positions in Q3 2016 and 3 closed out, a net change of +1 holder.
  • The largest Sprott Focus Trust buyer in Q3 2016 was Rivernorth Capital Management, an estimated $739K added.
  • The largest Sprott Focus Trust seller in Q3 2016 was City of London Investment Management, an estimated $504K sold.

Based on aggregated 13F filings for Q3 2016.