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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

53 hedge funds and large institutions have $78.9M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
-12
Holders Change %
-18.46%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
17
Reduced
21
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
Jane Street
New York
+$1.45M
2
AG
Advisor Group
Arizona
+$771K
3
Citadel Advisors
Citadel Advisors
Florida
+$682K
4
MIAN
Mariner Independent Advisor Network
Kansas
+$625K
5
LNC
Lincoln National Corp
Pennsylvania
+$407K

Top Sellers

1
3AM
3D Asset Management
Connecticut
-$8.22M
2
Morgan Stanley
Morgan Stanley
New York
-$3.86M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.19M
4
AI
Atria Investments
North Carolina
-$1.62M
5
RJA
Raymond James & Associates
Florida
-$1.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAL
51
Capital Analysts LLC
Pennsylvania
$2K -$15.2K -349 -88%
Envestnet Asset Management
52
Envestnet Asset Management
Illinois
– -$3.19M -83,404 Closed
AI
53
Atria Investments
North Carolina
– -$1.62M -42,416 Closed
Bank of Nova Scotia
54
Bank of Nova Scotia
Ontario, Canada
– -$1M -26,234 Closed
PAG
55
Private Advisor Group
New Jersey
– -$973K -25,482 Closed
GLA
56
Good Life Advisors
Pennsylvania
– -$799K -20,837 Closed
JWS
57
Juncture Wealth Strategies
Arizona
– -$575K -15,035 Closed
Wells Fargo
58
Wells Fargo
California
– -$572K -14,970 Closed
EWM
59
Empirical Wealth Management
Washington
– -$354K -9,270 Closed
Baird Financial Group
60
Baird Financial Group
Wisconsin
– -$231K -6,036 Closed
CS
61
Comerica Securities
Michigan
– -$202K -5,279 Closed
Manulife (Manufacturers Life Insurance)
62
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$170K -4,454 Closed
KCPG
63
Kavar Capital Partners Group
Kansas
– -$64K -1,686 Closed
AWA
64
Acorn Wealth Advisors
Michigan
– -$54K -1,406 Closed
Northwestern Mutual Wealth Management
65
Northwestern Mutual Wealth Management
Wisconsin
– -$18K -459 Closed
SEI Investments
66
SEI Investments
Pennsylvania
– -$14K -358 Closed
CF
67
Centaurus Financial
California
– -$7K -179 Closed
US Bancorp
68
US Bancorp
Minnesota
– -$4K -100 Closed
CIBC Private Wealth Group
69
CIBC Private Wealth Group
Georgia
– -$4K -100 Closed
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