Bank of Nova Scotia’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-26,234	Closed	-$1M	–	863
2018 Q2	$1M	Buy	26,234 +21,074	+408%	+$805K	0.01%	656
2018 Q1	$238K	Buy	+5,160	New	+$238K	﹤0.01%	856