Northwestern Mutual Wealth Management’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-23,263	Closed	-$956K	–	3693
2024 Q3	$956K	Sell	23,263 -3,797	-14%	-$152K	﹤0.01%	1078
2024 Q2	$1.1M	Buy	27,060 +7,256	+37%	+$292K	﹤0.01%	990
2024 Q1	$767K	Buy	19,804 +1,974	+11%	+$75.7K	﹤0.01%	1093
2023 Q4	$685K	Buy	+17,830	New	+$665K	﹤0.01%	1098
2022 Q1	–	Sell	-133	Closed	-$5K	–	3201
2021 Q4	$5K	Buy	+133	New	+$5.46K	﹤0.01%	2782
2020 Q4	–	Sell	-638	Closed	-$21K	–	2753
2020 Q3	$21K	Buy	+638	New	+$22.3K	﹤0.01%	1778
2020 Q1	–	Sell	-68	Closed	-$3K	–	2617
2019 Q4	$3K	Sell	68 -1,182	-95%	-$42.9K	﹤0.01%	2162
2019 Q3	$43K	Buy	+1,250	New	+$43.9K	﹤0.01%	1465
2018 Q3	–	Sell	-459	Closed	-$18K	–	2507
2018 Q2	$18K	Buy	+459	New	+$19.1K	﹤0.01%	1633
2015 Q4	–	Sell	-46	Closed	-$1K	–	1680
2015 Q3	$1K	Buy	+46	New	+$1.35K	﹤0.01%	1555

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CPG

Cornerstone Planning Group Fairfield, New Jersey $749M AUM 17.97% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

626 Financial Portage, Michigan $224M AUM 17.89% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Northwestern Mutual Wealth Management's FEMS Position: Q4 2024 in Review

Northwestern Mutual Wealth Management sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q4 2024, closing a stake of 23,263 shares — an estimated $956K sold.

Northwestern Mutual Wealth Management first reported a position in FEMS in Q3 2015 and held it in 10 quarters. The position peaked at $1.1M in Q2 2024. 69 funds tracked by Wall St. Rank hold FEMS as of Q4 2024.

Northwestern Mutual Wealth Management reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q4 2024 after selling out during the quarter.
Northwestern Mutual Wealth Management sold 23,263 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q4 2024, an estimated $956K.
Northwestern Mutual Wealth Management first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q3 2015 and held it in 10 quarters.
Northwestern Mutual Wealth Management's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $1.1M in Q2 2024.
69 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q4 2024.

Based on Northwestern Mutual Wealth Management's 13F filing for Q4 2024, filed 11 Feb 2025.