Baird Financial Group’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.86M	Buy	40,888 +9,792	+31%	+$445K	﹤0.01%	1073
2025 Q4	$1.31M	Buy	31,096 +368	+1%	+$15.6K	﹤0.01%	1162
2025 Q3	$1.36M	Sell	30,728 -55	-0.2%	-$2.35K	﹤0.01%	1163
2025 Q2	$1.25M	Buy	30,783 +739	+2%	+$28.1K	﹤0.01%	1155
2025 Q1	$1.12M	Sell	30,044 -214	-0.7%	-$8.07K	﹤0.01%	1139
2024 Q4	$1.14M	Sell	30,258 -108	-0.4%	-$4.23K	﹤0.01%	1146
2024 Q3	$1.25M	Buy	30,366 +2,343	+8%	+$93.9K	﹤0.01%	1106
2024 Q2	$1.14M	Sell	28,023 -155	-0.6%	-$6.23K	﹤0.01%	1126
2024 Q1	$1.09M	Sell	28,178 -81	-0.3%	-$3.11K	﹤0.01%	1140
2023 Q4	$1.09M	Buy	28,259 +151	+0.5%	+$5.63K	﹤0.01%	1109
2023 Q3	$1.08M	Sell	28,108 -108	-0.4%	-$4.14K	﹤0.01%	1090
2023 Q2	$1.03M	Buy	28,216 +8,190	+41%	+$300K	﹤0.01%	1105
2023 Q1	$745K	Buy	+20,026	New	+$772K	﹤0.01%	1189
2022 Q1	–	Sell	-8,098	Closed	-$325K	–	1850
2021 Q4	$325K	Buy	8,098 +55	+0.7%	+$2.26K	﹤0.01%	1638
2021 Q3	$340K	Buy	8,043 +72	+0.9%	+$3.21K	﹤0.01%	1618
2021 Q2	$372K	Buy	7,971 +129	+2%	+$5.88K	﹤0.01%	1508
2021 Q1	$341K	Sell	7,842 -417	-5%	-$18K	﹤0.01%	1475
2020 Q4	$339K	Buy	+8,259	New	+$302K	﹤0.01%	1336
2018 Q3	–	Sell	-6,036	Closed	-$231K	–	1336
2018 Q2	$231K	Buy	6,036 +68	+1%	+$2.83K	﹤0.01%	1213
2018 Q1	$268K	Buy	+5,968	New	+$269K	﹤0.01%	1149