Mariner Independent Advisor Network’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-17,338	Closed	-$625K	–	359
2018 Q3	$625K	Buy	+17,338	New	+$625K	0.08%	171
2018 Q2	–	Sell	-21,319	Closed	-$957K	–	198
2018 Q1	$957K	Buy	21,319 +3,013	+16%	+$135K	0.06%	220
2017 Q4	$822K	Buy	+18,306	New	+$822K	0.09%	199