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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

51 hedge funds and large institutions have $56.3M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
17
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$6.53M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$3.71M
3
Wells Fargo
Wells Fargo
California
$2.57M
4
GVAG
Great Valley Advisor Group
Delaware
$1.67M
5
LPL Financial
LPL Financial
California
$4.52M

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.11M
2
JIP
Jaffetilchin Investment Partners
Florida
$0
3
CAN
Cetera Advisor Networks
California
$408K
4
Morgan Stanley
Morgan Stanley
New York
$6.88M
5
ZIG
Zurich Insurance Group
Switzerland
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AAS
26
Avantax Advisory Services
Texas
$312K +$312K +9,143 New
WWM
27
Western Wealth Management
Colorado
$297K +$1.05K +31 +0.4%
BFEC
28
Benjamin F. Edwards & Company
Missouri
$257K -$7.88K -231 -3%
MRCM
29
M&R Capital Management
New Jersey
$250K – – –
3AM
30
3D Asset Management
Connecticut
$242K – – –
MNBTD
31
Moody National Bank Trust Division
Texas
$229K +$16K +469 +7%
BTS
32
BB&T Securities
Virginia
$220K -$14K -410 -6%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$199K -$47.1K -1,377 -19%
FAAS
34
First Allied Advisory Services
California
$125K +$125K +3,646 New
CIAS
35
Capital Investment Advisory Services
North Carolina
$101K – – –
AIC
36
Ameritas Investment Company
Nebraska
$84K +$84K +2,480 New
JPMorgan Chase & Co
37
JPMorgan Chase & Co
New York
$79K -$3.44K -100 -4%
TRCT
38
Tower Research Capital (TRC)
New York
$55K +$22K +646 +67%
GRP
39
Global Retirement Partners
California
$54K – – –
QCIG
40
Quad-Cities Investment Group
Iowa
$53K +$1.69K +50 +3%
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$43K +$43K +1,250 New
IA
42
IFP Advisors
Florida
$43K +$43K +1,262 New
AIP
43
Ameritas Investment Partners
Nebraska
$24K – – –
ASN
44
Advisory Services Network
Georgia
$21K – – –
APA
45
American Portfolios Advisors
New York
$18.3K -$3.51K -103 -16%
CFGS
46
Concourse Financial Group Securities
Alabama
$13K -$12.2K -355 -48%
VFA
47
Valeo Financial Advisors
Indiana
$6K +$6K +167 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$3K +$67 +2 +2%
CAL
49
Capital Analysts LLC
Pennsylvania
$1K – – –
PO
50
Private Ocean
California
$1K +$1K +27 New
1
2
3