Private Ocean’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Private Ocean’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-27	Closed	-$1K	–	531
2019 Q3	$1K	Buy	+27	New	+$948	﹤0.01%	565

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Private Ocean's FEMS Position: Q4 2019 in Review

Private Ocean sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q4 2019, closing a stake of 27 shares — an estimated $1K sold.

Private Ocean first reported a position in FEMS in Q3 2019 and held it in 1 quarter. The position peaked at $1K in Q3 2019. 46 funds tracked by Wall St. Rank hold FEMS as of Q4 2019.

Private Ocean reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Private Ocean sold 27 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q4 2019, an estimated $1K.
Private Ocean first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q3 2019 and held it in 1 quarter.
Private Ocean's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $1K in Q3 2019.
46 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q4 2019.

Based on Private Ocean's 13F filing for Q4 2019, filed 5 Feb 2020.