Moody National Bank Trust Division’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Moody National Bank Trust Division’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-6,731	Closed	-$229K	–	357
2019 Q3	$229K	Buy	6,731 +469	+7%	+$16.5K	0.01%	339
2019 Q2	$220K	Buy	6,262 +5,329	+571%	+$184K	0.01%	339
2019 Q1	$33K	Buy	+933	New	+$32.5K	﹤0.01%	462

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Moody National Bank Trust Division's FEMS Position: Q4 2019 in Review

Moody National Bank Trust Division sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q4 2019, closing a stake of 6,731 shares — an estimated $229K sold.

Moody National Bank Trust Division first reported a position in FEMS in Q1 2019 and held it in 3 quarters. The position peaked at $229K in Q3 2019. 46 funds tracked by Wall St. Rank hold FEMS as of Q4 2019.

Moody National Bank Trust Division reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Moody National Bank Trust Division sold 6,731 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q4 2019, an estimated $229K.
Moody National Bank Trust Division first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q1 2019 and held it in 3 quarters.
Moody National Bank Trust Division's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $229K in Q3 2019.
46 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q4 2019.

Based on Moody National Bank Trust Division's 13F filing for Q4 2019, filed 28 Jan 2020.