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First Trust Emerging Markets Small Cap AlphaDEX Fund

45 hedge funds and large institutions have $107M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 6

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

41% more capital invested

Capital invested by funds: $76M → $107M (+$30.9M)

15% more funds holding

Funds holding: 3945 (+6)

4.54% more ownership

Funds ownership: 37.81%42.35% (+4.5%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
45
Holders Change
+6
Holders Change %
+15.38%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
22
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$302K +$296K +7,303 New
NPC
27
National Planning Corporation
California
$252K +$246K +6,085 New
SB
28
Suntrust Banks
Georgia
$251K -$8.42K -208 -3%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$251K +$222K +5,494 +957%
CA
30
Cetera Advisors
Colorado
$239K +$233K +5,750 New
RJFSA
31
Raymond James Financial Services Advisors
Florida
$233K +$228K +5,634 New
CS
32
Comerica Securities
Michigan
$232K
CAN
33
Cetera Advisor Networks
California
$213K +$209K +5,164 New
Verition Fund Management
34
Verition Fund Management
Connecticut
$201K +$197K +4,864 New
MRCM
35
M&R Capital Management
New Jersey
$199K
GWM
36
Geneos Wealth Management
Colorado
$184K +$95.5K +2,359 +113%
IA
37
IFP Advisors
Florida
$144K +$66K +1,630 +88%
AG
38
Advisor Group
Arizona
$105K +$47.9K +1,184 +87%
BA
39
Bristlecone Advisors
Washington
$30K +$28.9K +715 New
JP Morgan Chase
40
JP Morgan Chase
New York
$27K -$6.52K -161 -19%
ASN
41
Advisory Services Network
Georgia
$25K +$24K +594 New
BTIS
42
BB&T Investment Services
North Carolina
$8K
SEI Investments
43
SEI Investments
Pennsylvania
$5K +$4.9K +121 New
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$3K +$40 +1 +1%
NFG
45
Next Financial Group
Texas
-$477K -12,936 Closed
Creative Planning
46
Creative Planning
Kansas
-$33K -886 Closed
DADC
47
D.A. Davidson & Co
Montana
-$11K -300 Closed
ADL
48
Asset Dedication LLC
California
-$5K -135 Closed
ACM
49
Aviance Capital Management
Florida
-$3K -81 Closed

FEMS Hedge Fund Activity: Q3 2017 in Review

45 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2017, worth a combined $107M — up 41% from $76M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FEMS positions and 5 closed out — a net gain of 8 holders — while 22 added to existing stakes and 6 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $6.45M. The largest seller was Old Mission Capital, cutting an estimated $2.03M.

  • 45 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2017, up from 39 in Q2 2017.
  • Funds reported $107M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2017, up 41% quarter-over-quarter.
  • 13 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2017 and 5 closed out, a net change of +8 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2017 was Jane Street, an estimated $6.45M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2017 was Old Mission Capital, an estimated $2.03M sold.

Based on aggregated 13F filings for Q3 2017.