D.A. Davidson & Co’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

D.A. Davidson & Co’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-300	Closed	-$11K	–	1391
2017 Q2	$11K	Hold	300	–	–	﹤0.01%	2006
2017 Q1	$10K	Hold	300	–	–	﹤0.01%	2022
2016 Q4	$9K	Hold	300	–	–	﹤0.01%	2143
2016 Q3	$9K	Hold	300	–	–	﹤0.01%	2069
2016 Q2	$8K	Hold	300	–	–	﹤0.01%	2020
2016 Q1	$8K	Hold	300	–	–	﹤0.01%	1953
2015 Q4	$8K	Hold	300	–	–	﹤0.01%	1935
2015 Q3	$8K	Hold	300	–	–	﹤0.01%	1905
2015 Q2	$10K	Buy	300 +150	+100%	+$5.38K	﹤0.01%	1870
2015 Q1	$4K	Hold	150	–	–	﹤0.01%	1939
2014 Q4	$4K	Hold	150	–	–	﹤0.01%	1955
2014 Q3	$5K	Buy	+150	New	+$5.73K	﹤0.01%	1926

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

3AM

3EDGE Asset Management Naples, Florida $2.07B AUM 16.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

D.A. Davidson & Co's FEMS Position: Q3 2017 in Review

D.A. Davidson & Co sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q3 2017, closing a stake of 300 shares — an estimated $11K sold.

D.A. Davidson & Co first reported a position in FEMS in Q3 2014 and held it in 12 quarters. The position peaked at $11K in Q2 2017. 45 funds tracked by Wall St. Rank hold FEMS as of Q3 2017.

D.A. Davidson & Co reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
D.A. Davidson & Co sold 300 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q3 2017, an estimated $11K.
D.A. Davidson & Co first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q3 2014 and held it in 12 quarters.
D.A. Davidson & Co's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $11K in Q2 2017.
45 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q3 2017.

Based on D.A. Davidson & Co's 13F filing for Q3 2017, filed 8 Nov 2017.