Verition Fund Management’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Verition Fund Management’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-10,712	Closed	-$367K	–	1170
2019 Q3	$367K	Buy	10,712 +2,699	+34%	+$94.8K	0.01%	746
2019 Q2	$282K	Buy	+8,013	New	+$276K	0.01%	857
2019 Q1	–	Sell	-9,165	Closed	-$295K	–	1166
2018 Q4	$295K	Sell	9,165 -154	-2%	-$5.17K	0.02%	626
2018 Q3	$336K	Buy	9,319 +30	+0.3%	+$1.13K	0.01%	985
2018 Q2	$355K	Buy	+9,289	New	+$387K	0.02%	802
2017 Q4	–	Sell	-4,864	Closed	-$201K	–	975
2017 Q3	$201K	Buy	+4,864	New	+$197K	0.02%	1076

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Verition Fund Management's FEMS Position: Q4 2019 in Review

Verition Fund Management sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q4 2019, closing a stake of 10,712 shares — an estimated $367K sold.

Verition Fund Management first reported a position in FEMS in Q3 2017 and held it in 6 quarters. The position peaked at $367K in Q3 2019. 46 funds tracked by Wall St. Rank hold FEMS as of Q4 2019.

Verition Fund Management reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Verition Fund Management sold 10,712 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q4 2019, an estimated $367K.
Verition Fund Management first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q3 2017 and held it in 6 quarters.
Verition Fund Management's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $367K in Q3 2019.
46 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q4 2019.

Based on Verition Fund Management's 13F filing for Q4 2019, filed 14 Feb 2020.