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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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89 hedge funds and large institutions have $149M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 35 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 24

4% more capital invested

Capital invested by funds: $143M → $149M (+$5.83M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.16% less ownership

Funds ownership: 24.34% → 24.18% (-0.16%)

5% less funds holding

Funds holding: 94 → 89 (-5)

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

Holders
89
Holders Change
-5
Holders Change %
-5.32%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
35
Reduced
24
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$3M
2
Invesco
Invesco
Georgia
+$1.26M
3
Wells Fargo
Wells Fargo
California
+$1.24M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$677K
5
UBS Group
UBS Group
Switzerland
+$672K

Top Sellers

Rank Fund Capital Flow
1
ICM
Ionic Capital Management
New York
-$4.3M
2
RCM
Rivernorth Capital Management
Florida
-$2.1M
3
CA
Cornerstone Advisors
North Carolina
-$1.46M
4
Bank of America
Bank of America
North Carolina
-$921K
5
LCM
Landscape Capital Management
New Jersey
-$763K
Name Holding Trade Value Shares
Change 		Change in
Stake
SNT
76
Security National Trust
West Virginia
$17K – – –
SWA
77
SOA Wealth Advisors
New York
$15K -$5.1K -303 -25%
EVM
78
Eaton Vance Management
Massachusetts
$15K +$14.5K +864 New
CFGS
79
Concourse Financial Group Securities
Alabama
$13K – – –
LWM
80
Liberty Wealth Management
California
$13K +$219 +13 +2%
NFG
81
Next Financial Group
Texas
$10K – – –
SIS
82
Sound Income Strategies
Florida
$10K – – –
GWM
83
Geneos Wealth Management
Colorado
$7K -$1.31K -78 -15%
EIP
84
Ellis Investment Partners
Pennsylvania
$7K – – –
HI
85
Harbour Investments
Wisconsin
$4K – – –
HS
86
Horan Securities
United States
$3K – – –
SFSIG
87
San Francisco Sentry Investment Group
California
$2K – – –
WWM
88
Wolff Wiese Magana
California
$1K – – –
Walleye Capital
89
Walleye Capital
New York
$772 +$34 +2 +0%
CA
90
Cornerstone Advisors
North Carolina
– -$1.46M -89,757 Closed
LCM
91
Landscape Capital Management
New Jersey
– -$763K -46,935 Closed
HCIA
92
Hochman Cole Investment Advisors
Illinois
– -$696K -42,812 Closed
WAM
93
Wolverine Asset Management
Illinois
– -$263K -16,188 Closed
LFF
94
Level Four Financial
Texas
– -$189K -11,647 Closed
QC
95
Quantedge Capital
Singapore
– -$169K -10,400 Closed
IAIM
96
International Assets Investment Management
Florida
– -$102K -6,702 Closed
EFSCE
97
Enterprise Financial Services Corp (EFSC)
Missouri
– -$65K -4,000 Closed
HWMA
98
Heritage Wealth Management (Arizona)
Arizona
– -$30K -1,866 Closed
SFS
99
Sowell Financial Services
Arkansas
– -$23K -1,350 Closed
SPIA
100
Steward Partners Investment Advisory
New York
– -$13.8K -850 Closed
1 2 3
4
5

DIAX Hedge Fund Activity: Q2 2021 in Review

89 of the 5,746 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2021, worth a combined $149M — up 4.1% from $143M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of DIAX and 8 opened new positions — a net loss of 5 holders — while 24 trimmed existing stakes and 35 added.

The largest buyer was Guggenheim Capital, adding an estimated $3M. The largest seller was Ionic Capital Management, cutting an estimated $4.3M.

  • 89 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2021, down from 94 in Q1 2021.
  • Funds reported $149M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2021, up 4.1% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2021 and 13 closed out, a net change of -5 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2021 was Guggenheim Capital, an estimated $3M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2021 was Ionic Capital Management, an estimated $4.3M sold.

Based on aggregated 13F filings for Q2 2021.