Walleye Capital’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Walleye Capital’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-23,381	Closed	-$343K	–	4431
2023 Q1	$343K	Buy	+23,381	New	+$355K	0.01%	2007
2021 Q4	–	Sell	-24,138	Closed	-$404	–	2150
2021 Q3	$404	Sell	24,138 -21,220	-47%	-$366K	0.01%	883
2021 Q2	$772	Buy	45,358 +2	+0%	+$34	0.03%	551
2021 Q1	$737	Buy	45,356 +15,862	+54%	+$244K	0.04%	405
2020 Q4	$448	Sell	29,494 -14,419	-33%	-$206K	0.03%	511
2020 Q3	$594K	Buy	43,913 +32,711	+292%	+$451K	0.07%	348
2020 Q2	$152K	Buy	11,202 +1,202	+12%	+$16K	0.03%	468
2020 Q1	$125K	Buy	+10,000	New	+$161K	0.03%	548

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Walleye Capital's DIAX Position: Q2 2023 in Review

Walleye Capital sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2023, closing a stake of 23,381 shares — an estimated $343K sold.

Walleye Capital first reported a position in DIAX in Q1 2020 and held it in 8 quarters. The position peaked at $594K in Q3 2020. 82 funds tracked by Wall St. Rank hold DIAX as of Q2 2023.

Walleye Capital reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2023 after selling out during the quarter.
Walleye Capital sold 23,381 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2023, an estimated $343K.
Walleye Capital first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2020 and held it in 8 quarters.
Walleye Capital's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $594K in Q3 2020.
82 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2023.

Based on Walleye Capital's 13F filing for Q2 2023, filed 14 Aug 2023.