Harbour Investments’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Harbour Investments’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-8,310	Closed	-$127K	–	4699
2025 Q4	$127K	Buy	+8,310	New	+$124K	﹤0.01%	1512
2023 Q2	–	Sell	-250	Closed	-$3.67K	–	3046
2023 Q1	$3.67K	Hold	250	–	–	﹤0.01%	2398
2022 Q4	$3.88K	Hold	250	–	–	﹤0.01%	2301
2022 Q3	$4K	Hold	250	–	–	﹤0.01%	2230
2022 Q2	$4K	Buy	+250	New	+$4K	﹤0.01%	2230
2021 Q4	$4K	Hold	250	–	–	﹤0.01%	2220
2021 Q3	$4K	Hold	250	–	–	﹤0.01%	3062
2021 Q2	$4K	Hold	250	–	–	﹤0.01%	3132
2021 Q1	$4K	Buy	+250	New	+$3.84K	﹤0.01%	2969

Other funds holding DIAX

Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return

FAM

Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return

PTC

Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Harbour Investments's DIAX Position: Q1 2026 in Review

Harbour Investments sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 8,310 shares — an estimated $127K sold.

Harbour Investments first reported a position in DIAX in Q1 2021 and held it in 9 quarters. The position peaked at $127K in Q4 2025. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

Harbour Investments reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
Harbour Investments sold 8,310 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $127K.
Harbour Investments first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2021 and held it in 9 quarters.
Harbour Investments's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $127K in Q4 2025.
3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Harbour Investments's 13F filing for Q1 2026, filed 15 May 2026.