Level Four Financial’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Level Four Financial’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-11,647	Closed	-$189K	–	331
2021 Q1	$189K	Sell	11,647 -11,767	-50%	-$181K	0.09%	263
2020 Q4	$356K	Buy	+23,414	New	+$335K	0.15%	185

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Level Four Financial's DIAX Position: Q2 2021 in Review

Level Four Financial sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2021, closing a stake of 11,647 shares — an estimated $189K sold.

Level Four Financial first reported a position in DIAX in Q4 2020 and held it in 2 quarters. The position peaked at $356K in Q4 2020. 89 funds tracked by Wall St. Rank hold DIAX as of Q2 2021.

Level Four Financial reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2021 after selling out during the quarter.
Level Four Financial sold 11,647 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2021, an estimated $189K.
Level Four Financial first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2020 and held it in 2 quarters.
Level Four Financial's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $356K in Q4 2020.
89 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2021.

Based on Level Four Financial's 13F filing for Q2 2021, filed 9 Aug 2021.