HWMA
DIAX

Heritage Wealth Management (Arizona)’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Heritage Wealth Management (Arizona)’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q2 		– Sell
-1,866
Closed -$30K – 907
2021
Q1 		$30K Buy
+1,866
New +$28.7K 0.02% 444

Other funds holding DIAX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Heritage Wealth Management (Arizona)'s DIAX Position: Q2 2021 in Review

Heritage Wealth Management (Arizona) sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2021, closing a stake of 1,866 shares — an estimated $30K sold.

Heritage Wealth Management (Arizona) first reported a position in DIAX in Q1 2021 and held it in 1 quarter. The position peaked at $30K in Q1 2021. 89 funds tracked by Wall St. Rank hold DIAX as of Q2 2021.

  • Heritage Wealth Management (Arizona) reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2021 after selling out during the quarter.
  • Heritage Wealth Management (Arizona) sold 1,866 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2021, an estimated $30K.
  • Heritage Wealth Management (Arizona) first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2021 and held it in 1 quarter.
  • Heritage Wealth Management (Arizona)'s Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $30K in Q1 2021.
  • 89 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2021.

Based on Heritage Wealth Management (Arizona)'s 13F filing for Q2 2021, filed 11 Aug 2021.